| MS Contingent Autocall Ford Motor 8.35% due 10/31/2016 |
|
FIXED INCOME |
Sale (Full)
|
July 31, 2014 |
$1,001 - $15,000 |
| JPM Contingent Autocall Walgreen 10% due 4/28/2017 |
|
FIXED INCOME |
Sale (Full)
|
July 30, 2014 |
$15,001 - $50,000 |
| JPM Contingent Autocall Walgreen 10% due 4/28/2017 |
|
FIXED INCOME |
Sale (Full)
|
July 30, 2014 |
$1,001 - $15,000 |
| HSBC Contingent Autocall FCX 8.95% due 7/30/2015 |
|
FIXED INCOME |
Purchase
|
July 25, 2014 |
$15,001 - $50,000 |
| JPM Contingent Autocall Walgreen 9.3% due 7/28/2017 |
|
FIXED INCOME |
Purchase
|
July 25, 2014 |
$1,001 - $15,000 |
| JPM Contingent Autocall Walgreen 9.3% due 7/28/2017 |
|
FIXED INCOME |
Purchase
|
July 25, 2014 |
$15,001 - $50,000 |
| MS Fixed Autocall FCX 8.05% due 1/26/2015 |
|
FIXED INCOME |
Sale (Full)
|
July 24, 2014 |
$15,001 - $50,000 |
| Valero Energy |
VLO |
STOCK |
Purchase
|
July 17, 2014 |
$1,001 - $15,000 |
| Lincoln National Corporation (NYSE) |
LNC |
STOCK |
Sale (Partial)
|
July 17, 2014 |
$15,001 - $50,000 |
| Transalta Renewables Inc |
TNR |
STOCK |
Purchase
|
July 17, 2014 |
$1,001 - $15,000 |
| Versen Inc |
|
PRIVATE EQUITY |
Purchase
|
July 17, 2014 |
$1,001 - $15,000 |