|
Thomas R Carper
|
senate |
E. I. du Pont de Nemours and Company (NYSE) |
DD |
STOCK |
Purchase
|
Dec. 15, 2014 |
$$1,001 - $15,000 |
May 13, 2015 |
|
Thomas R Carper
|
senate |
Boulder Total Return Fund, Inc. (NYSE) |
BTRFX |
FUND |
Sale (Full)
|
Nov. 26, 2014 |
$$15,001 - $50,000 |
Dec. 1, 2014 |
|
Thomas R Carper
|
senate |
Seadrill Ltd |
SDRL |
STOCK |
Sale (Full)
|
Nov. 26, 2014 |
$$1,001 - $15,000 |
Dec. 1, 2014 |
|
Thomas R Carper
|
senate |
Nike Inc B |
NKE |
STOCK |
Purchase
|
Nov. 11, 2014 |
$$1,001 - $15,000 |
Dec. 1, 2014 |
|
Thomas R Carper
|
senate |
PowerShares NASDAQ Internet (NASDAQ) |
BESI |
ETF |
Purchase
|
Nov. 11, 2014 |
$$1,001 - $15,000 |
Dec. 1, 2014 |
|
Thomas R Carper
|
senate |
Medical Properties Trust |
MPW |
REAL ESTATE |
Purchase
|
Nov. 6, 2014 |
$$1,001 - $15,000 |
Dec. 1, 2014 |
|
Thomas R Carper
|
senate |
Omega Healthcare Inv Inc |
OHI |
STOCK |
Purchase
|
Nov. 6, 2014 |
$$1,001 - $15,000 |
Dec. 1, 2014 |
|
Thomas R Carper
|
senate |
Healthcare REIT |
OHI |
REAL ESTATE |
Sale (Full)
|
Nov. 6, 2014 |
$$15,001 - $50,000 |
Dec. 1, 2014 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall Baker Hughes 9.75% due 10/31/2016 |
|
FIXED INCOME |
Purchase
|
Oct. 31, 2014 |
$$1,001 - $15,000 |
Nov. 3, 2014 |
|
Thomas R Carper
|
senate |
MS Contingent Autocall Lowes Companies 8.15% due 10/31/2016 |
|
FIXED INCOME |
Sale (Full)
|
Oct. 30, 2014 |
$$1,001 - $15,000 |
Nov. 3, 2014 |
|
Thomas R Carper
|
senate |
Block Financial 5.125% due 10/30/2014 |
|
BOND |
Sale (Full)
|
Oct. 30, 2014 |
$$15,001 - $50,000 |
Nov. 3, 2014 |
|
Thomas R Carper
|
senate |
Icahn Enterprises 4.875% due 3/15/19 |
|
BOND |
Purchase
|
Oct. 29, 2014 |
$$15,001 - $50,000 |
Nov. 3, 2014 |
|
Thomas R Carper
|
senate |
Nike Inc B |
NKE |
STOCK |
Purchase
|
Oct. 14, 2014 |
$$1,001 - $15,000 |
Nov. 3, 2014 |
|
Thomas R Carper
|
senate |
Powershares NASDAQ Internet |
PNQI |
ETF |
Purchase
|
Oct. 14, 2014 |
$$1,001 - $15,000 |
Nov. 3, 2014 |
|
Thomas R Carper
|
senate |
CFI Trigger Jump based on the price of gold due 9/29/14 |
|
DERIVATIVE |
Sale (Full)
|
Sept. 29, 2014 |
$$1,001 - $15,000 |
Oct. 21, 2014 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall Apple Inc 9.50% due 9/29/2017 |
|
STRUCTURED NOTE |
Purchase
|
Sept. 26, 2014 |
$$1,001 - $15,000 |
Oct. 21, 2014 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall STX Inc 9.75% due 9/22/2017 |
STX |
FIXED INCOME |
Purchase
|
Sept. 19, 2014 |
$$15,001 - $50,000 |
Oct. 21, 2014 |
|
Thomas R Carper
|
senate |
Nike Inc B |
NKE |
STOCK |
Purchase
|
Sept. 18, 2014 |
$$1,001 - $15,000 |
Oct. 21, 2014 |
|
Thomas R Carper
|
senate |
E. I. du Pont de Nemours and Company (NYSE) |
DD |
STOCK |
Purchase
|
Sept. 15, 2014 |
$$1,001 - $15,000 |
May 13, 2015 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall Applied Materials 10.85% due 6/11/2015 |
AMAT |
FIXED INCOME |
Sale (Full)
|
Sept. 11, 2014 |
$$15,001 - $50,000 |
Oct. 21, 2014 |
|
Thomas R Carper
|
senate |
Powershares NASDAQ Internet |
PNQI |
ETF |
Purchase
|
Sept. 9, 2014 |
$$1,001 - $15,000 |
Oct. 21, 2014 |
|
Thomas R Carper
|
senate |
Barclays Contingent Autocall on Bristol Myers 8% due 6/2/2017 |
|
FIXED INCOME |
Sale (Full)
|
Sept. 5, 2014 |
$$1,001 - $15,000 |
Oct. 21, 2014 |
|
Thomas R Carper
|
senate |
HSBC Contingent Autocall Anadarko Petroleum 9% due 9/5/2017 |
|
FIXED INCOME |
Purchase
|
Aug. 29, 2014 |
$$15,001 - $50,000 |
Sept. 2, 2014 |
|
Thomas R Carper
|
senate |
HSBC Contingent Autocall Anadarko Petroleum 9% due 9/5/2017 |
|
FIXED INCOME |
Purchase
|
Aug. 29, 2014 |
$$1,001 - $15,000 |
Sept. 2, 2014 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall Tesoro Corp 10.75% due 5/21/2015 |
|
BOND |
Sale (Full)
|
Aug. 21, 2014 |
$$15,001 - $50,000 |
Sept. 2, 2014 |