| JPM Contingent Autocall Baker Hughes 9.75% due 10/31/2016 |
|
FIXED INCOME |
Purchase
|
Oct. 31, 2014 |
$1,001 - $15,000 |
| MS Contingent Autocall Lowes Companies 8.15% due 10/31/2016 |
|
FIXED INCOME |
Sale (Full)
|
Oct. 30, 2014 |
$1,001 - $15,000 |
| Block Financial 5.125% due 10/30/2014 |
|
BOND |
Sale (Full)
|
Oct. 30, 2014 |
$15,001 - $50,000 |
| Icahn Enterprises 4.875% due 3/15/19 |
|
BOND |
Purchase
|
Oct. 29, 2014 |
$15,001 - $50,000 |
| Powershares NASDAQ Internet |
PNQI |
ETF |
Purchase
|
Oct. 14, 2014 |
$1,001 - $15,000 |
| Nike Inc B |
NKE |
STOCK |
Purchase
|
Oct. 14, 2014 |
$1,001 - $15,000 |