|
Thomas R Carper
|
senate |
Apple Inc. (NASDAQ) |
AAPL |
STOCK |
Purchase
|
April 22, 2015 |
$$1,001 - $15,000 |
May 1, 2015 |
|
Thomas R Carper
|
senate |
MS Contingent Autocall on Apple Inc Rate/Coupon: 10% Matures: 04/09/2018 |
|
OPTION |
Purchase
|
April 2, 2015 |
$$1,001 - $15,000 |
May 1, 2015 |
|
Thomas R Carper
|
senate |
MS Contingent Autocall Apple Computer Rate/Coupon: 12.7% Matures: 12/29/2017 |
|
STRUCTURED PRODUCT |
Sale (Full)
|
March 31, 2015 |
$$1,001 - $15,000 |
April 1, 2015 |
|
Thomas R Carper
|
senate |
MS Contingent Autocall Apple Computer Rate/Coupon: 12.7% Matures: 12/29/2017 |
|
STRUCTURED PRODUCT |
Sale (Full)
|
March 31, 2015 |
$$1,001 - $15,000 |
Oct. 2, 2015 |
|
Thomas R Carper
|
senate |
MS Contingent Autocall Apple Computer Rate/Coupon: 12.7% Matures: 12/29/2017 |
|
STRUCTURED PRODUCT |
Sale (Full)
|
March 31, 2015 |
$$1,001 - $15,000 |
Oct. 5, 2015 |
|
Thomas R Carper
|
senate |
MS Contingent Autocall Marathon Petroleum Rate/Coupon: 9.5% Matures: 03/23/2018 |
MPC |
OPTION |
Purchase
|
March 20, 2015 |
$$1,001 - $15,000 |
April 1, 2015 |
|
Thomas R Carper
|
senate |
MS Contingent Autocall Marathon Petroleum Rate/Coupon: 9.5% Matures: 03/23/2018 |
MPC |
FIXED INCOME |
Purchase
|
March 20, 2015 |
$$1,001 - $15,000 |
Oct. 5, 2015 |
|
Thomas R Carper
|
senate |
MS Contingent Autocall Marathon Petroleum Rate/Coupon: 9.5% Matures: 03/23/2018 |
MPC |
FIXED INCOME |
Purchase
|
March 20, 2015 |
$$1,001 - $15,000 |
Oct. 2, 2015 |
|
Thomas R Carper
|
senate |
HSBC Contingent Autocall Valero Energy Rate/Coupon: 9.3% Matures: 06/18/2015 |
VLO |
OPTION |
Sale (Full)
|
March 18, 2015 |
$$1,001 - $15,000 |
Oct. 2, 2015 |
|
Thomas R Carper
|
senate |
HSBC Contingent Autocall Valero Energy Rate/Coupon: 9.3% Matures: 06/18/2015 |
VLO |
OPTION |
Sale (Full)
|
March 18, 2015 |
$$1,001 - $15,000 |
April 1, 2015 |
|
Thomas R Carper
|
senate |
HSBC Contingent Autocall Valero Energy Rate/Coupon: 9.3% Matures: 06/18/2015 |
VLO |
OPTION |
Sale (Full)
|
March 18, 2015 |
$$1,001 - $15,000 |
Oct. 5, 2015 |
|
Thomas R Carper
|
senate |
DuPont EI de Nemours & Co |
DD |
STOCK |
Purchase
|
March 13, 2015 |
$$1,001 - $15,000 |
Oct. 2, 2015 |
|
Thomas R Carper
|
senate |
E. I. du Pont de Nemours and Company (NYSE) |
DD |
STOCK |
Purchase
|
March 13, 2015 |
$$1,001 - $15,000 |
May 13, 2015 |
|
Thomas R Carper
|
senate |
UBS Contingent Autocall Terex Rate/Coupon: 11.2% Matures: 03/11/2015 |
TEX |
STRUCTURED PRODUCT |
Sale (Full)
|
March 11, 2015 |
$$1,001 - $15,000 |
Oct. 5, 2015 |
|
Thomas R Carper
|
senate |
UBS Contingent Autocall Terex Rate/Coupon: 11.2% Matures: 03/11/2015 |
TEX |
STRUCTURED PRODUCT |
Sale (Full)
|
March 11, 2015 |
$$1,001 - $15,000 |
April 1, 2015 |
|
Thomas R Carper
|
senate |
UBS Contingent Autocall Terex Rate/Coupon: 11.2% Matures: 03/11/2015 |
TEX |
STRUCTURED PRODUCT |
Sale (Full)
|
March 11, 2015 |
$$1,001 - $15,000 |
Oct. 2, 2015 |
|
Thomas R Carper
|
senate |
Morgan Stanley Prd A |
MS |
STOCK |
Sale (Full)
|
Feb. 23, 2015 |
$$15,001 - $50,000 |
March 3, 2015 |
|
Thomas R Carper
|
senate |
Alcoa Inc Pfd CV Cl B |
AA-Pb |
STOCK |
Purchase
|
Feb. 23, 2015 |
$$15,001 - $50,000 |
March 3, 2015 |
|
Thomas R Carper
|
senate |
Hanesbrands Inc. (NYSE) |
HBI |
STOCK |
Purchase
|
Feb. 20, 2015 |
$$1,001 - $15,000 |
March 3, 2015 |
|
Thomas R Carper
|
senate |
Under Armour, Inc. (NYSE) |
UAA |
STOCK |
Purchase
|
Feb. 20, 2015 |
$$1,001 - $15,000 |
March 3, 2015 |
|
Thomas R Carper
|
senate |
PowerShares NASDAQ Internet ETF (NASDAQ) |
BESI |
ETF |
Purchase
|
Feb. 20, 2015 |
$$1,001 - $15,000 |
March 3, 2015 |
|
Thomas R Carper
|
senate |
Google Inc Cl A |
GOOGL |
STOCK |
Sale (Full)
|
Feb. 18, 2015 |
$$1,001 - $15,000 |
March 3, 2015 |
|
Thomas R Carper
|
senate |
Google Inc Cl C |
GOOG |
STOCK |
Purchase
|
Feb. 18, 2015 |
$$1,001 - $15,000 |
March 3, 2015 |
|
Thomas R Carper
|
senate |
Vanguard Consumer Discretionary ETF |
VCRD |
ETF |
Purchase
|
Feb. 13, 2015 |
$$1,001 - $15,000 |
March 3, 2015 |
|
Thomas R Carper
|
senate |
Vanguard Health Care TF |
VHT |
ETF |
Purchase
|
Feb. 13, 2015 |
$$1,001 - $15,000 |
March 3, 2015 |