| Alcoa Inc Pfd CV Cl B |
AA-Pb |
STOCK |
Purchase
|
Feb. 23, 2015 |
$15,001 - $50,000 |
| Morgan Stanley Prd A |
MS |
STOCK |
Sale (Full)
|
Feb. 23, 2015 |
$15,001 - $50,000 |
| Under Armour, Inc. (NYSE) |
UAA |
STOCK |
Purchase
|
Feb. 20, 2015 |
$1,001 - $15,000 |
| Hanesbrands Inc. (NYSE) |
HBI |
STOCK |
Purchase
|
Feb. 20, 2015 |
$1,001 - $15,000 |
| PowerShares NASDAQ Internet ETF (NASDAQ) |
BESI |
ETF |
Purchase
|
Feb. 20, 2015 |
$1,001 - $15,000 |
| Google Inc Cl C |
GOOG |
STOCK |
Purchase
|
Feb. 18, 2015 |
$1,001 - $15,000 |
| Google Inc Cl A |
GOOGL |
STOCK |
Sale (Full)
|
Feb. 18, 2015 |
$1,001 - $15,000 |
| Vanguard Health Care TF |
VHT |
ETF |
Purchase
|
Feb. 13, 2015 |
$1,001 - $15,000 |
| Vanguard Consumer Discretionary ETF |
VCRD |
ETF |
Purchase
|
Feb. 13, 2015 |
$1,001 - $15,000 |
| Illinois Tool Works Inc. (NYSE) |
ITW |
STOCK |
Sale (Full)
|
Feb. 12, 2015 |
$1,001 - $15,000 |
| Valero Energy Corporation (NYSE) |
VLO |
STOCK |
Sale (Full)
|
Feb. 12, 2015 |
$1,001 - $15,000 |
| Ares Capital |
ARCC |
STOCK |
Purchase
|
Feb. 12, 2015 |
$1,001 - $15,000 |
| Banco Latinoamericano De Commerce |
|
STOCK |
Sale (Full)
|
Feb. 12, 2015 |
$1,001 - $15,000 |
| SPDR S&P BRIC 40 Exchange |
BRIC |
ETF |
Sale (Full)
|
Feb. 12, 2015 |
$1,001 - $15,000 |
| AbbVie Inc. (NYSE) |
ABBV |
STOCK |
Purchase
|
Feb. 12, 2015 |
$1,001 - $15,000 |
| Abbott Laboratories (NYSE) |
ABT |
STOCK |
Purchase
|
Feb. 12, 2015 |
$1,001 - $15,000 |
| Apple Inc. (NASDAQ) |
AAPL |
STOCK |
Purchase
|
Feb. 12, 2015 |
$1,001 - $15,000 |
| DuPont |
DD |
STOCK |
Sale (Full)
|
Feb. 12, 2015 |
$1,001 - $15,000 |
| MS Contingent Autocall Halliburton Rate/Coupon: 11.2% Matures: 02/09/2018 |
|
STRUCTURED PRODUCT |
Purchase
|
Feb. 6, 2015 |
$1,001 - $15,000 |
| JPM Contingent Autocall Baker Hughes Rate/Coupon: 9.75% Matures: 11/03/2017 |
BKR |
OPTION |
Sale (Full)
|
Feb. 5, 2015 |
$1,001 - $15,000 |