|
Thomas R Carper
|
senate |
SPDR Euro Stoxx 50 ETF |
FEZ |
ETF |
Purchase
|
Aug. 4, 2017 |
$$1,001 - $15,000 |
Sept. 6, 2017 |
|
Thomas R Carper
|
senate |
SPDR Gold Tr Gold Shs |
GLD |
ETF |
Purchase
|
Aug. 4, 2017 |
$$1,001 - $15,000 |
Sept. 6, 2017 |
|
Thomas R Carper
|
senate |
Powershares ETF TR Dyna Buyback |
PKBU |
ETF |
Sale (Full)
|
Aug. 4, 2017 |
$$1,001 - $15,000 |
Sept. 6, 2017 |
|
Thomas R Carper
|
senate |
Vaneck Vectors Junior Gold Minors |
GDXJ |
ETF |
Purchase
|
Aug. 4, 2017 |
$$1,001 - $15,000 |
Sept. 6, 2017 |
|
Thomas R Carper
|
senate |
Wisdom Tree Us Small Cap QA Dividend Growth Fd |
DSCD |
ETF |
Purchase
|
Aug. 4, 2017 |
$$1,001 - $15,000 |
Sept. 6, 2017 |
|
Thomas R Carper
|
senate |
Fidelity Advisor Emerging Markets Class I |
FEMSX |
FUND |
Sale (Partial)
|
Aug. 4, 2017 |
$$1,001 - $15,000 |
Sept. 6, 2017 |
|
Thomas R Carper
|
senate |
Fidelity Advisor International Capital Appreciation Class I |
FCPNX |
FUND |
Sale (Partial)
|
Aug. 4, 2017 |
$$1,001 - $15,000 |
Sept. 6, 2017 |
|
Thomas R Carper
|
senate |
Ishares China Large Cap ETF |
FXI |
ETF |
Purchase
|
Aug. 4, 2017 |
$$1,001 - $15,000 |
Sept. 6, 2017 |
|
Thomas R Carper
|
senate |
Ishares SP Smallcap 600 Index |
IJR |
ETF |
Purchase
|
Aug. 4, 2017 |
$$1,001 - $15,000 |
Sept. 6, 2017 |
|
Thomas R Carper
|
senate |
UBS Contingent Autocall on Met Life Rate/Coupon: 8.25% Matures: 06/30/2017 |
|
OPTION |
Sale (Full)
|
June 30, 2017 |
$$1,001 - $15,000 |
July 3, 2017 |
|
Thomas R Carper
|
senate |
Central Fund of Canada |
CFC.TO |
FUND |
Purchase
|
June 28, 2017 |
$$1,001 - $15,000 |
July 3, 2017 |
|
Thomas R Carper
|
senate |
QUALCOMM Incorporated |
QCOM |
STOCK |
Purchase
|
June 28, 2017 |
$$1,001 - $15,000 |
July 3, 2017 |
|
Thomas R Carper
|
senate |
Barclays Step-up Callable Note Rate/Coupon: 2% Matures: 06/30/2020 |
|
FIXED INCOME |
Purchase
|
June 27, 2017 |
$$1,001 - $15,000 |
July 3, 2017 |
|
Thomas R Carper
|
senate |
KBA - KraneShares Bosera MSCI China A ETF |
KBA |
ETF |
Purchase
|
June 20, 2017 |
$$1,001 - $15,000 |
July 3, 2017 |
|
Thomas R Carper
|
senate |
Barclays Contingent Autocall on Apple Rate/Coupon: 8.15% Matures: 07/13/2018 |
|
OPTION |
Sale (Full)
|
April 13, 2017 |
$$1,001 - $15,000 |
May 3, 2017 |
|
Thomas R Carper
|
senate |
Dominion Resources |
|
nan |
Sale (Full)
|
March 27, 2017 |
$$15,001 - $50,000 |
April 3, 2017 |
|
Thomas R Carper
|
senate |
Vanguard Consumer DSC ETF |
VDC |
ETF |
Sale (Full)
|
March 27, 2017 |
$$1,001 - $15,000 |
April 3, 2017 |
|
Thomas R Carper
|
senate |
Under Armour |
UA |
STOCK |
Purchase
|
March 22, 2017 |
$$1,001 - $15,000 |
April 3, 2017 |
|
Thomas R Carper
|
senate |
Tyson Foods, Inc. |
TSN |
STOCK |
Sale (Full)
|
March 21, 2017 |
$$1,001 - $15,000 |
April 3, 2017 |
|
Thomas R Carper
|
senate |
Weight Watchers Intl Inc |
WWNC |
STOCK |
Sale (Full)
|
March 21, 2017 |
$$1,001 - $15,000 |
April 3, 2017 |
|
Thomas R Carper
|
senate |
Southern Company |
SO |
STOCK |
Sale (Full)
|
March 21, 2017 |
$$1,001 - $15,000 |
April 3, 2017 |
|
Thomas R Carper
|
senate |
Shaw Communications |
SJR |
STOCK |
Sale (Full)
|
March 21, 2017 |
$$1,001 - $15,000 |
April 3, 2017 |
|
Thomas R Carper
|
senate |
PDL Biopharma |
|
PRIVATE EQUITY |
Sale (Full)
|
March 21, 2017 |
$$1,001 - $15,000 |
April 3, 2017 |
|
Thomas R Carper
|
senate |
KKR & Co LP |
KKR |
STOCK |
Sale (Full)
|
March 21, 2017 |
$$1,001 - $15,000 |
April 3, 2017 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall on Apple Rate/Coupon: 8.25% Matures: 06/15/2018 |
|
OPTION |
Sale (Full)
|
March 16, 2017 |
$$1,001 - $15,000 |
April 3, 2017 |