Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| UBS Contingent Autocall on Met Life Rate/Coupon: 8.25% Matures: 06/30/2017 | OPTION | Sale (Full) | June 30, 2017 | $1,001 - $15,000 | |
| QUALCOMM Incorporated | QCOM | STOCK | Purchase | June 28, 2017 | $1,001 - $15,000 |
| Central Fund of Canada | CFC.TO | FUND | Purchase | June 28, 2017 | $1,001 - $15,000 |
| Barclays Step-up Callable Note Rate/Coupon: 2% Matures: 06/30/2020 | FIXED INCOME | Purchase | June 27, 2017 | $1,001 - $15,000 | |
| KBA - KraneShares Bosera MSCI China A ETF | KBA | ETF | Purchase | June 20, 2017 | $1,001 - $15,000 |