|
David A. Trott
|
house |
PUT/XSP @ 279 EXP 11/16/2018 CBoE MINI SPX INDEX |
XSP |
OPTION |
Sale (partial)
|
Sept. 6, 2018 |
$$1,001 - $15,000 |
Oct. 5, 2018 |
|
David A. Trott
|
house |
KITSAP CNTY WASH SCH DIST |
|
BOND |
Purchase
|
Sept. 4, 2018 |
$$100,001 - $250,000 |
Oct. 5, 2018 |
|
David A. Trott
|
house |
TORONTO DOMINION BANK LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 06/03/2020 [CS] |
|
NOTE |
Purchase
|
Aug. 31, 2018 |
$$250,001 - $500,000 |
Sept. 7, 2018 |
|
David A. Trott
|
house |
CHIPPEWA VALLEY MICH SCHS go 5.0000% 05/01/20 MN - $50,000 MUNI BoND [gS] |
|
BOND |
Purchase
|
Aug. 30, 2018 |
$$15,001 - $50,000 |
Sept. 7, 2018 |
|
David A. Trott
|
house |
oHIo STATE go 5.0000% 08/01/24 FA - MUNI BoND [gS] $1,000,000 |
|
BOND |
Purchase
|
Aug. 30, 2018 |
$$500,001 - $1,000,000 |
Sept. 7, 2018 |
|
David A. Trott
|
house |
TEXAS ST UNIV SYS FINg REV S REV 5% 03/15/23 MS - MUNI BOND [gS] |
|
BOND |
Sale
|
Aug. 30, 2018 |
$$500,001 - $1,000,000 |
Sept. 7, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 285 EXP 10/05/2018 - CBoE MINI SPX INDEX [oT] |
XSP |
OPTION |
Sale (partial)
|
Aug. 29, 2018 |
$$1,001 - $15,000 |
Sept. 7, 2018 |
|
David A. Trott
|
house |
SOCIETE GENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 06/23/2020 [CS] |
|
NOTE |
Purchase
|
Aug. 29, 2018 |
$$250,001 - $500,000 |
Sept. 7, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 276 EXP 10/19/2018 - CBoE MINI SPX INDEX [oT] |
XSP |
OPTION |
Sale (partial)
|
Aug. 22, 2018 |
$$1,001 - $15,000 |
Sept. 7, 2018 |
|
David A. Trott
|
house |
CREDIT SUISSE Ag LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 11/26/2019 [CS] |
|
NOTE |
Purchase
|
Aug. 13, 2018 |
$$100,001 - $250,000 |
Sept. 7, 2018 |
|
David A. Trott
|
house |
Williams Partners, L.P. Common Units Representing Limited Partner Interests (WPZ) |
WPZ |
STOCK |
Purchase
|
Aug. 10, 2018 |
$$100,001 - $250,000 |
Sept. 7, 2018 |
|
David A. Trott
|
house |
Williams Companies, Inc. (WMB) |
WMB |
STOCK |
Purchase
|
Aug. 10, 2018 |
$$100,001 - $250,000 |
Sept. 7, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 281 EXP 09/14/2018 - CBoE MINI SPX INDEX [oT] |
XSP |
OPTION |
Sale (partial)
|
Aug. 8, 2018 |
$$1,001 - $15,000 |
Sept. 7, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 275 EXP 09/07/2018 - CBoE MINI SPX INDEX [oT] |
XSP |
OPTION |
Sale
|
Aug. 1, 2018 |
$$1,001 - $15,000 |
Sept. 7, 2018 |
|
David A. Trott
|
house |
BoFA FINANCE LLC LINKED To BASKET oF INDICES UPSIDE $250,000 LEVERED CAPPED W BUFFER 0% STRUCTURED NoTE DUE 12/31/2019 [CS] |
|
NOTE |
Purchase
|
July 25, 2018 |
$$100,001 - $250,000 |
Aug. 7, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 277 EXP 09/21/2018 - CBoE MINI SPX INDEX |
XSP |
OPTION |
Sale (partial)
|
July 24, 2018 |
$$1,001 - $15,000 |
Aug. 7, 2018 |
|
David A. Trott
|
house |
Rice Midstream Partners LP Common Units (RMP) |
RMP |
STOCK |
Purchase (Acquisition)
|
July 23, 2018 |
$$50,001 - $100,000 |
Aug. 7, 2018 |
|
David A. Trott
|
house |
EQT Midstream Partners, LP Common Units representing Limited Partner Interests (EQM) [ST] |
EQM |
STOCK |
Exchange
|
July 23, 2018 |
$$50,001 - $100,000 |
Aug. 7, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 272 EXP 08/31/2018 - CBoE MINI SPX INDEX |
XSP |
OPTION |
Sale (partial)
|
July 17, 2018 |
$$1,001 - $15,000 |
Aug. 7, 2018 |
|
David A. Trott
|
house |
METRoPoLITAN ATLANTA |
|
nan |
Purchase
|
July 16, 2018 |
$$500,001 - $1,000,000 |
Aug. 7, 2018 |
|
David A. Trott
|
house |
HAWAII ST go BDS DTD 11/25/14 05.000% DUE 08/01/20 [gS] |
|
BOND |
Purchase
|
July 16, 2018 |
$$50,001 - $100,000 |
Aug. 7, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 269 EXP 08/24/2018 - CBoE MINI SPX INDEX |
XSP |
OPTION |
Sale (partial)
|
July 11, 2018 |
$$1,001 - $15,000 |
Aug. 7, 2018 |
|
David A. Trott
|
house |
ENERgY NoRTHWEST WASH ELEC REV 5.0000% 07/01/25 MUNI BoND [gS] |
|
BOND |
Purchase
|
July 2, 2018 |
$$50,001 - $100,000 |
Aug. 7, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 255 EXP 08/17/2018 - CBoE MINI SPX INDEX [oT] |
XSP |
OPTION |
Sale (partial)
|
June 28, 2018 |
$$1,001 - $15,000 |
July 6, 2018 |
|
David A. Trott
|
house |
UBS Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 2779.66 0% STRUCTURED NoTE DUE 08/19/2020 |
|
NOTE |
Purchase
|
June 15, 2018 |
$$500,001 |
July 6, 2018 |