|
Thomas R Carper
|
senate |
JPMorgan Chase & Co. |
JPM |
STOCK |
Purchase
|
March 24, 2020 |
$$1,001 - $15,000 |
April 1, 2020 |
|
Thomas R Carper
|
senate |
AQR Long-Short Equity |
AQLES |
FUND |
Sale (Full)
|
March 24, 2020 |
$$1,001 - $15,000 |
April 1, 2020 |
|
Thomas R Carper
|
senate |
Vodafone Group Plc |
VOD |
STOCK |
Sale (Full)
|
March 24, 2020 |
$$1,001 - $15,000 |
April 1, 2020 |
|
Thomas R Carper
|
senate |
Marathon Petroleum Corporation |
MPC |
STOCK |
Sale (Full)
|
March 24, 2020 |
$$1,001 - $15,000 |
April 1, 2020 |
|
Thomas R Carper
|
senate |
Wells Fargo & Company |
WFC |
STOCK |
Sale (Full)
|
March 24, 2020 |
$$1,001 - $15,000 |
April 1, 2020 |
|
Thomas R Carper
|
senate |
Sprott Physical Gold and Silver Trust |
CEF |
FUND |
Purchase
|
March 23, 2020 |
$$1,001 - $15,000 |
April 1, 2020 |
|
Thomas R Carper
|
senate |
SPDR S&P 500 ETF Trust |
SPY |
ETF |
Purchase
|
March 23, 2020 |
$$1,001 - $15,000 |
April 1, 2020 |
|
Thomas R Carper
|
senate |
BlackRock Science and Technology Trust II |
BST |
FUND |
Sale (Full)
|
Feb. 22, 2020 |
$$1,001 - $15,000 |
March 3, 2020 |
|
Thomas R Carper
|
senate |
BlackRock Science and Technology Trust II |
BST |
FUND |
Sale (Full)
|
Feb. 22, 2020 |
$$1,001 - $15,000 |
March 3, 2020 |
|
Thomas R Carper
|
senate |
Tekla Life Sciences Investors |
TKLX |
FUND |
Purchase
|
Feb. 22, 2020 |
$$1,001 - $15,000 |
March 3, 2020 |
|
Thomas R Carper
|
senate |
Tekla Life Sciences Investors |
TKLX |
FUND |
Purchase
|
Feb. 22, 2020 |
$$1,001 - $15,000 |
March 3, 2020 |
|
Thomas R Carper
|
senate |
HSBC Contingent Autocall BMY Rate/Coupon: 8.75% Matures: 02/24/2023 |
|
STRUCTURED PRODUCT |
Purchase
|
Feb. 21, 2020 |
$$15,001 - $50,000 |
March 3, 2020 |
|
Thomas R Carper
|
senate |
HSBC Contingent Autocall BMY Rate/Coupon: 8.75% Matures: 02/24/2023 |
|
STRUCTURED PRODUCT |
Purchase
|
Feb. 21, 2020 |
$$15,001 - $50,000 |
March 3, 2020 |
|
Thomas R Carper
|
senate |
BCS Contingent Autocall BMY Rate/Coupon: 9.0% Matures: 11/14/2022 |
BMY |
FIXED INCOME |
Sale (Full)
|
Feb. 13, 2020 |
$$15,001 - $50,000 |
March 3, 2020 |
|
Thomas R Carper
|
senate |
BCS Contingent Autocall BMY Rate/Coupon: 9.0% Matures: 11/14/2022 |
BMY |
FIXED INCOME |
Sale (Full)
|
Feb. 13, 2020 |
$$15,001 - $50,000 |
March 3, 2020 |
|
Thomas R Carper
|
senate |
BCS Contingent Autocall CSCO Rate/Coupon: 8.3% Matures: 01/27/2023 |
|
FIXED INCOME |
Purchase
|
Jan. 24, 2020 |
$$15,001 - $50,000 |
Jan. 30, 2020 |
|
Thomas R Carper
|
senate |
CS Contingent Autocall MSFT Rate/Coupon: 8.25% Matures: 09/30/2022 |
|
STRUCTURED PRODUCT |
Sale (Full)
|
Jan. 2, 2020 |
$$15,001 - $50,000 |
Jan. 30, 2020 |
|
Thomas R Carper
|
senate |
CS Contingent Autocall MSFT Rate/Coupon: 8.25% Matures: 09/30/2022 |
|
STRUCTURED PRODUCT |
Sale (Full)
|
Jan. 2, 2020 |
$$15,001 - $50,000 |
Jan. 30, 2020 |
|
Thomas R Carper
|
senate |
UBS Contingent Autocall Bank of America Rate/Coupon: 8.1% Matures: 12/30/2022 |
|
FIXED INCOME |
Purchase
|
Dec. 27, 2019 |
$$15,001 - $50,000 |
May 6, 2020 |
|
Thomas R Carper
|
senate |
UBS Contingent Autocall Bank of America Rate/Coupon: 8.1% Matures: 12/30/2022 |
|
FIXED INCOME |
Purchase
|
Dec. 27, 2019 |
$$15,001 - $50,000 |
May 6, 2020 |
|
Thomas R Carper
|
senate |
UBS Contingent Autocall Bank of America Rate/Coupon: 8.1% Matures: 12/30/2022 |
|
STRUCTURED PRODUCT |
Purchase
|
Dec. 27, 2019 |
$$15,001 - $50,000 |
Jan. 8, 2020 |
|
Thomas R Carper
|
senate |
UBS Contingent Autocall Bank of America Rate/Coupon: 8.1% Matures: 12/30/2022 |
|
STRUCTURED PRODUCT |
Purchase
|
Dec. 27, 2019 |
$$15,001 - $50,000 |
Jan. 8, 2020 |
|
Thomas R Carper
|
senate |
Under Armour, Inc. |
UA |
STOCK |
Sale (Full)
|
Dec. 17, 2019 |
$$1,001 - $15,000 |
Jan. 8, 2020 |
|
Thomas R Carper
|
senate |
Under Armour, Inc. |
UAA |
STOCK |
Sale (Full)
|
Dec. 17, 2019 |
$$1,001 - $15,000 |
May 6, 2020 |
|
Thomas R Carper
|
senate |
BP p.l.c. |
BP |
STOCK |
Sale (Full)
|
Dec. 17, 2019 |
$$1,001 - $15,000 |
May 6, 2020 |