Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| BCS Contingent Autocall CSCO Rate/Coupon: 8.3% Matures: 01/27/2023 | FIXED INCOME | Purchase | Jan. 24, 2020 | $15,001 - $50,000 | |
| CS Contingent Autocall MSFT Rate/Coupon: 8.25% Matures: 09/30/2022 | STRUCTURED PRODUCT | Sale (Full) | Jan. 2, 2020 | $15,001 - $50,000 | |
| CS Contingent Autocall MSFT Rate/Coupon: 8.25% Matures: 09/30/2022 | STRUCTURED PRODUCT | Sale (Full) | Jan. 2, 2020 | $15,001 - $50,000 |