|
Michael T. McCaul
|
house |
SYBCO International Group Inc |
|
STOCK |
PURCHASE
|
Aug. 4, 2020 |
$$1,000-$15,000 |
Sept. 22, 2020 |
|
Greg Gianforte
|
house |
Fanuc Corporation unsponsored AdR (FANuY) |
FANuY |
STOCK |
Sale (partial)
|
Aug. 4, 2020 |
$$15,001 |
Aug. 18, 2020 |
|
Mark Green
|
house |
Suburban Propane Partners, l.P. |
|
PRIVATE EQUITY |
Purchase
|
Aug. 4, 2020 |
$$1,001 - $15,000 |
Aug. 12, 2020 |
|
Mark Green
|
house |
uSA Compression Partners, lP Common units |
|
STOCK |
Purchase
|
Aug. 4, 2020 |
$$15,001 - $50,000 |
Aug. 12, 2020 |
|
Scott H. Peters
|
house |
Rand Capital Corporation (RAND) |
RAND |
STOCK |
S
|
Aug. 4, 2020 |
$$1,001 - $15,000 |
Sept. 13, 2020 |
|
Michael T. McCaul
|
house |
CNN industrial |
|
nan |
PURCHASE
|
Aug. 4, 2020 |
$$100,001-$250,000 |
Sept. 22, 2020 |
|
Francis Rooney
|
house |
Brown Advisory - On Shore Core Mid-Cap Opportunity Fund |
|
FUND |
PURCHASE
|
Aug. 3, 2020 |
$$1,000-10,000 |
Aug. 25, 2020 |
|
Scott H. Peters
|
house |
Rand Capital Corporation (RAND) |
RAND |
STOCK |
S (partial)
|
Aug. 3, 2020 |
$$1,001 - $15,000 |
Sept. 13, 2020 |
|
Scott H. Peters
|
house |
los Angeles CA CCD COll EDuC |
|
BOND |
S
|
Aug. 3, 2020 |
$Over $1,000,000 |
Sept. 13, 2020 |
|
Randy Neugebauer
|
house |
USD SER B SR LIEN M-W+50.00BP |
|
FIXED INCOME |
Sale
|
Aug. 1, 2020 |
$$50,001 - $100,000 |
Dec. 30, 2014 |
|
Randy Neugebauer
|
house |
QR ENERGY, LP 9.25% |
|
BOND |
Sale
|
Aug. 1, 2020 |
$$50,001 - $100,000 |
Dec. 30, 2014 |
|
Randy Neugebauer
|
house |
USD SER B SR LIEN M-W+50.00BP |
|
FIXED INCOME |
Sale
|
Aug. 1, 2020 |
$$100,001 - $250,000 |
Dec. 30, 2014 |
|
Randy Neugebauer
|
house |
USD SER B SR LIEN M-W+50.00BP |
|
FIXED INCOME |
Sale
|
Aug. 1, 2020 |
$$15,001 - $50,000 |
Dec. 30, 2014 |
|
Ted S. Yoho
|
house |
TRMK Fund Solution RA - 1883 |
|
FUND |
Dividend Reinvestment
|
July 31, 2020 |
$2.04 |
Sept. 8, 2020 |
|
Ted S. Yoho
|
house |
TRMK Fund Solution RA - 1884 |
|
FUND |
Dividend Reinvestment
|
July 31, 2020 |
$112.42 |
Sept. 8, 2020 |
|
Ted S. Yoho
|
house |
TRMK Fund Solution RA - 1883 |
|
FUND |
Dividend Reinvestment
|
July 31, 2020 |
$-0.54 |
Sept. 8, 2020 |
|
Ted S. Yoho
|
house |
TRMK Fund Solution RA - 1884 |
|
FUND |
Dividend Reinvestment
|
July 31, 2020 |
$112.42 |
Sept. 8, 2020 |
|
Alan S. Lowenthal
|
house |
CBS OUTDOOR AMERS CAP LLC |
|
PRIVATE EQUITY |
Sale
|
July 31, 2020 |
$$15,001 - $50,000 |
May 17, 2021 |
|
Ted S. Yoho
|
house |
TRMK Fund Solution RA - 1884 |
|
FUND |
Dividend Reinvestment
|
July 31, 2020 |
$33.05 |
Sept. 8, 2020 |
|
Ted S. Yoho
|
house |
TRMK Fund Solution RA - 1884 |
|
FUND |
Dividend Reinvestment
|
July 31, 2020 |
$22.95 |
Sept. 8, 2020 |
|
Scott H. Peters
|
house |
Rand Capital Corporation (RAND) [ST] |
RAND |
STOCK |
Sale (partial)
|
July 31, 2020 |
$$1,001 - $15,000 |
Aug. 13, 2020 |
|
Ted S. Yoho
|
house |
TRMK Fund Solution RA - 1883 |
|
FUND |
Dividend Reinvestment
|
July 31, 2020 |
$10.74 |
Sept. 8, 2020 |
|
Thomas Suozzi
|
house |
Dana Incorporated (DAN) |
DAN |
STOCK |
Sale
|
July 30, 2020 |
$$15,001 - $50,000 |
Sept. 23, 2021 |
|
Thomas Suozzi
|
house |
Dana Incorporated (DAN) |
DAN |
STOCK |
Sale (partial)
|
July 30, 2020 |
$$15,001 - $50,000 |
Dec. 19, 2022 |
|
Scott H. Peters
|
house |
Rand Capital Corporation (RAND) [ST] |
RAND |
STOCK |
Sale (partial)
|
July 30, 2020 |
$$1,001 - $15,000 |
Aug. 13, 2020 |