Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| Contra Costa CA CCD COll EDuC | BOND | P | Aug. 19, 2020 | Over $1,000,000 | |
| Mariposa CTY, CA IMPT SCH | BOND | P | Aug. 13, 2020 | $100,001 - $250,000 | |
| Rand Capital Corporation (RAND) | RAND | STOCK | S | Aug. 4, 2020 | $1,001 - $15,000 |
| los Angeles CA CCD COll EDuC | BOND | S | Aug. 3, 2020 | Over $1,000,000 | |
| Rand Capital Corporation (RAND) | RAND | STOCK | S (partial) | Aug. 3, 2020 | $1,001 - $15,000 |
| Calleguas ETC CA | BOND | S | July 29, 2020 | $250,001 - $500,000 |