|
Thomas R Carper
|
senate |
TotalEnergies SE |
TTE |
STOCK |
Purchase
|
June 4, 2021 |
$$1,001 - $15,000 |
July 6, 2021 |
|
Thomas R Carper
|
senate |
Starbucks Corporation |
SBUX |
STOCK |
Sale (Partial)
|
June 4, 2021 |
$$1,001 - $15,000 |
July 6, 2021 |
|
Thomas R Carper
|
senate |
NVIDIA Corporation |
NVDA |
STOCK |
Sale (Partial)
|
June 4, 2021 |
$$1,001 - $15,000 |
July 6, 2021 |
|
Thomas R Carper
|
senate |
Diageo plc |
DEO |
STOCK |
Sale (Partial)
|
June 4, 2021 |
$$1,001 - $15,000 |
July 6, 2021 |
|
Thomas R Carper
|
senate |
HSBC Contingent Autocall BMY Rate/Coupon: 8.75% Matures: 02/24/2023 |
|
FIXED INCOME |
Sale (Full)
|
May 26, 2021 |
$$15,001 - $50,000 |
June 1, 2021 |
|
Thomas R Carper
|
senate |
HSBC Contingent Autocall BMY Rate/Coupon: 8.75% Matures: 02/24/2023 |
|
FIXED INCOME |
Sale (Full)
|
May 26, 2021 |
$$15,001 - $50,000 |
June 1, 2021 |
|
Thomas R Carper
|
senate |
CS Contingent Autocall CSCO Rate/Coupon: 8.25% Matures: 05/11/2023 |
CSCO |
FIXED INCOME |
Purchase
|
May 7, 2021 |
$$15,001 - $50,000 |
June 1, 2021 |
|
Thomas R Carper
|
senate |
BCS Contingent Autocall on CSCO Rate/Coupon: 8.3% Matures: 01/27/2023 |
CSCO |
OPTION |
Sale (Full)
|
April 28, 2021 |
$$15,001 - $50,000 |
May 3, 2021 |
|
Thomas R Carper
|
senate |
Triterras, Inc. |
|
PRIVATE EQUITY |
Purchase
|
April 13, 2021 |
$$1,001 - $15,000 |
May 3, 2021 |
|
Thomas R Carper
|
senate |
GAN Limited |
GAN |
STOCK |
Sale (Full)
|
April 13, 2021 |
$$1,001 - $15,000 |
May 3, 2021 |
|
Thomas R Carper
|
senate |
Nuance Communications, Inc. |
NUANCE |
STOCK |
Sale (Full)
|
April 13, 2021 |
$$1,001 - $15,000 |
May 3, 2021 |
|
Thomas R Carper
|
senate |
BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 04/12/2024 |
COF |
OPTION |
Purchase
|
April 9, 2021 |
$$15,001 - $50,000 |
May 3, 2021 |
|
Thomas R Carper
|
senate |
BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 04/12/2024 |
COF |
OPTION |
Purchase
|
April 9, 2021 |
$$15,001 - $50,000 |
May 3, 2021 |
|
Thomas R Carper
|
senate |
Clearway Energy, Inc. |
CWEN |
STOCK |
Purchase
|
April 5, 2021 |
$$1,001 - $15,000 |
May 3, 2021 |
|
Thomas R Carper
|
senate |
UBS Contingent Autocall on BAC Rate/Coupon: 8.1% Matures: 12/30/2022 |
BAC |
OPTION |
Sale (Full)
|
April 1, 2021 |
$$15,001 - $50,000 |
May 3, 2021 |
|
Thomas R Carper
|
senate |
UBS Contingent Autocall on BAC Rate/Coupon: 8.1% Matures: 12/30/2022 |
BAC |
OPTION |
Sale (Full)
|
April 1, 2021 |
$$15,001 - $50,000 |
May 3, 2021 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall Citigroup Rate/Coupon: 10% Matures: 04/01/2024 |
|
STRUCTURED NOTE |
Purchase
|
March 26, 2021 |
$$15,001 - $50,000 |
April 1, 2021 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall Citigroup Rate/Coupon: 10% Matures: 04/01/2024 |
|
STRUCTURED NOTE |
Purchase
|
March 26, 2021 |
$$15,001 - $50,000 |
April 1, 2021 |
|
Thomas R Carper
|
senate |
BCS Contingent Autocall Intel Rate/Coupon: 10.15% Matures: 06/22/2023 |
|
STRUCTURED PRODUCT |
Sale (Full)
|
March 24, 2021 |
$$15,001 - $50,000 |
April 1, 2021 |
|
Thomas R Carper
|
senate |
BCS Contingent Autocall Intel Rate/Coupon: 10.15% Matures: 06/22/2023 |
|
STRUCTURED PRODUCT |
Sale (Full)
|
March 24, 2021 |
$$15,001 - $50,000 |
April 1, 2021 |
|
Thomas R Carper
|
senate |
Vulcan Materials Rate/Coupon: 0.875% Matures: 03/01/2021 |
|
BOND |
Sale (Full)
|
March 1, 2021 |
$$1,001 - $15,000 |
April 1, 2021 |
|
Thomas R Carper
|
senate |
Intel Corporation |
INTC |
STOCK |
Purchase
|
Feb. 16, 2021 |
$$1,001 - $15,000 |
March 3, 2021 |
|
Thomas R Carper
|
senate |
Intel Corporation |
INTC |
STOCK |
Purchase
|
Feb. 16, 2021 |
$$1,001 - $15,000 |
April 28, 2022 |
|
Thomas R Carper
|
senate |
First Trust Emerging Markets Small Cap AlphaDEX Fu |
FESZ |
ETF |
Sale (Full)
|
Feb. 12, 2021 |
$$1,001 - $15,000 |
March 3, 2021 |
|
Thomas R Carper
|
senate |
Goldman Sachs Emerging Markets Equity Fund Institu |
GSEMX |
FUND |
Purchase
|
Feb. 12, 2021 |
$$1,001 - $15,000 |
March 3, 2021 |