| BCS Contingent Autocall on CSCO Rate/Coupon: 8.3% Matures: 01/27/2023 |
CSCO |
OPTION |
Sale (Full)
|
April 28, 2021 |
$15,001 - $50,000 |
| Nuance Communications, Inc. |
NUANCE |
STOCK |
Sale (Full)
|
April 13, 2021 |
$1,001 - $15,000 |
| GAN Limited |
GAN |
STOCK |
Sale (Full)
|
April 13, 2021 |
$1,001 - $15,000 |
| Triterras, Inc. |
|
PRIVATE EQUITY |
Purchase
|
April 13, 2021 |
$1,001 - $15,000 |
| BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 04/12/2024 |
COF |
OPTION |
Purchase
|
April 9, 2021 |
$15,001 - $50,000 |
| BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 04/12/2024 |
COF |
OPTION |
Purchase
|
April 9, 2021 |
$15,001 - $50,000 |
| Clearway Energy, Inc. |
CWEN |
STOCK |
Purchase
|
April 5, 2021 |
$1,001 - $15,000 |
| UBS Contingent Autocall on BAC Rate/Coupon: 8.1% Matures: 12/30/2022 |
BAC |
OPTION |
Sale (Full)
|
April 1, 2021 |
$15,001 - $50,000 |
| UBS Contingent Autocall on BAC Rate/Coupon: 8.1% Matures: 12/30/2022 |
BAC |
OPTION |
Sale (Full)
|
April 1, 2021 |
$15,001 - $50,000 |