|
Dean Phillips
|
house |
align Technology, Inc. (algN) |
ALGN |
STOCK |
Sale (partial)
|
Sept. 11, 2019 |
$$1,001 - $15,000 |
Oct. 11, 2019 |
|
Dean Phillips
|
house |
alliance Data systems Corporation (aDs) |
ADS |
STOCK |
Sale
|
Sept. 11, 2019 |
$$1,001 - $15,000 |
Oct. 11, 2019 |
|
Dean Phillips
|
house |
Huntington bancshares VaR RT s (partial) 07/15/2167 |
HBAN |
STOCK |
Sale
|
Sept. 10, 2019 |
$$1,001 - $15,000 |
Oct. 11, 2019 |
|
Dean Phillips
|
house |
Fifth Third bancorp 12/31/2166 s (partial) DTD 05/16/2013 |
FITB |
BOND |
Sale
|
Sept. 9, 2019 |
$$1,001 - $15,000 |
Oct. 11, 2019 |
|
Dean Phillips
|
house |
Duke Energy Corp sR NTs Var RT Perp Mat DTD 09/12/2019 |
|
FIXED INCOME |
Purchase
|
Sept. 9, 2019 |
$$1,001 - $15,000 |
Oct. 11, 2019 |
|
Dean Phillips
|
house |
Citigroup Inc Var RT Prep Mat DTD 09/12/2019 |
C |
BOND |
Purchase
|
Sept. 5, 2019 |
$$15,001 - $50,000 |
Oct. 11, 2019 |
|
Dean Phillips
|
house |
Citigroup Capital XIII PFD 7.875% |
CITPX |
FIXED INCOME |
Sale
|
Sept. 5, 2019 |
$$1,001 - $15,000 |
Oct. 11, 2019 |
|
Dean Phillips
|
house |
Citigroup Inc Var RT 05/15/2166 s (partial) dtd 11/13/2015 |
C |
BOND |
Sale
|
Sept. 5, 2019 |
$$1,001 - $15,000 |
Oct. 11, 2019 |
|
Dean Phillips
|
house |
Capital one Financial Co Var Rt s (partial) 12/01/2165 dtd 05/14/2015 |
|
BOND |
Sale
|
Sept. 4, 2019 |
$$1,001 - $15,000 |
Oct. 11, 2019 |
|
Dean Phillips
|
house |
bank of New York Mellon Corporation (bK) |
BK |
STOCK |
Sale
|
Sept. 4, 2019 |
$$1,001 - $15,000 |
Oct. 11, 2019 |
|
Dean Phillips
|
house |
Capital one Financial Co PFD P 5.00% |
COVPP |
FIXED INCOME |
Purchase
|
Sept. 4, 2019 |
$$1,001 - $15,000 |
Oct. 11, 2019 |
|
Dean Phillips
|
house |
bank of New York Mellon Corporation (bK) |
BK |
STOCK |
Sale (partial)
|
Sept. 3, 2019 |
$$1,001 - $15,000 |
Oct. 11, 2019 |
|
Dean Phillips
|
house |
Discover Financial svs Var Rt |
DFS |
FIXED INCOME |
Sale (partial)
|
Aug. 29, 2019 |
$$1,001 - $15,000 |
Sept. 16, 2019 |
|
Dean Phillips
|
house |
Bank of New York Mellon Corporation (BK) |
BK |
STOCK |
P
|
Aug. 29, 2019 |
$$1,001 - $15,000 |
Sept. 16, 2019 |
|
Dean Phillips
|
house |
Bank of New York Mellon Corporation (BK) |
BK |
STOCK |
s (partial)
|
Aug. 28, 2019 |
$$1,001 - $15,000 |
Sept. 16, 2019 |
|
Dean Phillips
|
house |
PNC Financial services VaR |
PNC |
STOCK |
Sale
|
Aug. 27, 2019 |
$$1,001 - $15,000 |
Sept. 16, 2019 |
|
Dean Phillips
|
house |
Northern Trust Corporation (NTRs) |
NTRS |
STOCK |
Purchase
|
Aug. 23, 2019 |
$$1,001 - $15,000 |
Sept. 16, 2019 |
|
Dean Phillips
|
house |
eBay Inc. (EBaY) |
EBAY |
STOCK |
Sale (partial)
|
Aug. 23, 2019 |
$$1,001 - $15,000 |
Sept. 16, 2019 |
|
Dean Phillips
|
house |
eBay Inc. (EBaY) |
EBAY |
STOCK |
Sale (partial)
|
Aug. 22, 2019 |
$$1,001 - $15,000 |
Sept. 16, 2019 |
|
Dean Phillips
|
house |
alpharetta ga Dev auth 5.0% |
|
BOND |
Purchase
|
Aug. 22, 2019 |
$$15,001 - |
Sept. 16, 2019 |
|
Dean Phillips
|
house |
Bank of New York Mellon Corporation (BK) |
BK |
STOCK |
s (partial)
|
Aug. 22, 2019 |
$$1,001 - $15,000 |
Sept. 16, 2019 |
|
Dean Phillips
|
house |
Discover Financial svs Var Rt |
DFS |
FIXED INCOME |
Sale (partial)
|
Aug. 22, 2019 |
$$1,001 - $15,000 |
Sept. 16, 2019 |
|
Dean Phillips
|
house |
Bank of New York Mellon Corporation (BK) |
BK |
STOCK |
s (partial)
|
Aug. 21, 2019 |
$$1,001 - $15,000 |
Sept. 16, 2019 |
|
Dean Phillips
|
house |
eBay Inc. (EBaY) |
EBAY |
STOCK |
Sale (partial)
|
Aug. 21, 2019 |
$$1,001 - $15,000 |
Sept. 16, 2019 |
|
Dean Phillips
|
house |
omnicom group Inc. (oMC) |
OMC |
STOCK |
Purchase
|
Aug. 20, 2019 |
$$1,001 - $15,000 |
Sept. 16, 2019 |