| southwest airlines Company (luV) |
LUV |
STOCK |
Purchase
|
Sept. 24, 2019 |
$1,001 - $15,000 |
| unitedHealth group Incorporated Common stock (uNH) |
UNH |
STOCK |
Purchase
|
Sept. 24, 2019 |
$1,001 - $15,000 |
| southwest airlines Company (luV) |
LUV |
STOCK |
Purchase
|
Sept. 18, 2019 |
$1,001 - $15,000 |
| southwest airlines Company (luV) |
LUV |
STOCK |
Purchase
|
Sept. 17, 2019 |
$1,001 - $15,000 |
| stanley black & Decker, Inc. (sWK) |
SWK |
STOCK |
Sale (partial)
|
Sept. 16, 2019 |
$1,001 - $15,000 |
| Wells Fargo & Company 7.98% PFD stk |
WFC-PF |
FIXED INCOME |
Sale (partial)
|
Sept. 16, 2019 |
$1,001 - $15,000 |
| southwest airlines Company (luV) |
LUV |
STOCK |
Purchase
|
Sept. 13, 2019 |
$1,001 - $15,000 |
| stanley black & Decker, Inc. (sWK) |
SWK |
STOCK |
Sale (partial)
|
Sept. 12, 2019 |
$1,001 - $15,000 |
| align Technology, Inc. (algN) |
ALGN |
STOCK |
Sale (partial)
|
Sept. 11, 2019 |
$1,001 - $15,000 |
| alliance Data systems Corporation (aDs) |
ADS |
STOCK |
Sale
|
Sept. 11, 2019 |
$1,001 - $15,000 |
| arista Networks, Inc. (aNET) |
ANET |
STOCK |
Purchase
|
Sept. 11, 2019 |
$1,001 - $15,000 |
| baxter International Inc. (baX) |
BAX |
STOCK |
Sale (partial)
|
Sept. 11, 2019 |
$1,001 - $15,000 |
| biogen Inc. (bIIb) |
BIIB |
STOCK |
Sale (partial)
|
Sept. 11, 2019 |
$1,001 - $15,000 |
| Corteva, Inc. (CTVa) [sT] |
CTVA |
STOCK |
Sale
|
Sept. 11, 2019 |
$1,001 - $15,000 |
| Fox Corporation - Class a (FoXa) [sT] |
FOXA |
STOCK |
Purchase
|
Sept. 11, 2019 |
$1,001 - $15,000 |
| Newmont goldcorp Corporation (NEM) |
NEM |
STOCK |
Purchase
|
Sept. 11, 2019 |
$1,001 - $15,000 |
| Philip Morris International Inc (PM) |
PM |
STOCK |
Sale
|
Sept. 11, 2019 |
$1,001 - $15,000 |
| Regeneron Pharmaceuticals, Inc. (REgN) |
REGN |
STOCK |
Purchase
|
Sept. 11, 2019 |
$1,001 - $15,000 |
| southwest airlines Company (luV) |
LUV |
STOCK |
Purchase
|
Sept. 11, 2019 |
$1,001 - $15,000 |
| stanley black & Decker, Inc. (sWK) |
SWK |
STOCK |
Sale (partial)
|
Sept. 11, 2019 |
$1,001 - $15,000 |
| state street Corporation (sTT) |
STT |
STOCK |
Sale (partial)
|
Sept. 11, 2019 |
$1,001 - $15,000 |
| unitedHealth group Incorporated Common stock (uNH) |
UNH |
STOCK |
Purchase
|
Sept. 11, 2019 |
$1,001 - $15,000 |
| Western Digital Corporation (WDC) |
WDC |
STOCK |
Sale (partial)
|
Sept. 11, 2019 |
$1,001 - $15,000 |
| Huntington bancshares VaR RT s (partial) 07/15/2167 |
HBAN |
STOCK |
Sale
|
Sept. 10, 2019 |
$1,001 - $15,000 |
| Duke Energy Corp sR NTs Var RT Perp Mat DTD 09/12/2019 |
|
FIXED INCOME |
Purchase
|
Sept. 9, 2019 |
$1,001 - $15,000 |
| Fifth Third bancorp 12/31/2166 s (partial) DTD 05/16/2013 |
FITB |
BOND |
Sale
|
Sept. 9, 2019 |
$1,001 - $15,000 |
| Citigroup Inc Var RT 05/15/2166 s (partial) dtd 11/13/2015 |
C |
BOND |
Sale
|
Sept. 5, 2019 |
$1,001 - $15,000 |
| Citigroup Capital XIII PFD 7.875% |
CITPX |
FIXED INCOME |
Sale
|
Sept. 5, 2019 |
$1,001 - $15,000 |
| Citigroup Inc Var RT Prep Mat DTD 09/12/2019 |
C |
BOND |
Purchase
|
Sept. 5, 2019 |
$15,001 - $50,000 |
| Capital one Financial Co PFD P 5.00% |
COVPP |
FIXED INCOME |
Purchase
|
Sept. 4, 2019 |
$1,001 - $15,000 |
| bank of New York Mellon Corporation (bK) |
BK |
STOCK |
Sale
|
Sept. 4, 2019 |
$1,001 - $15,000 |
| Capital one Financial Co Var Rt s (partial) 12/01/2165 dtd 05/14/2015 |
|
BOND |
Sale
|
Sept. 4, 2019 |
$1,001 - $15,000 |
| bank of New York Mellon Corporation (bK) |
BK |
STOCK |
Sale (partial)
|
Sept. 3, 2019 |
$1,001 - $15,000 |