|
Thomas R Carper
|
senate |
Snowflake Inc. Class A Common Stock |
SNOW |
STOCK |
Purchase
|
Oct. 22, 2021 |
$$1,001 - $15,000 |
Nov. 2, 2021 |
|
Thomas R Carper
|
senate |
BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 07/19/2024 |
COF |
OPTION |
Sale (Full)
|
Oct. 21, 2021 |
$$15,001 - $50,000 |
Nov. 2, 2021 |
|
Thomas R Carper
|
senate |
BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 07/19/2024 |
COF |
OPTION |
Sale (Full)
|
Oct. 21, 2021 |
$$15,001 - $50,000 |
Nov. 2, 2021 |
|
Thomas R Carper
|
senate |
Alphabet Inc. - Class C Capital Stock |
GOOG |
STOCK |
Sale (Partial)
|
Sept. 28, 2021 |
$$1,001 - $15,000 |
Oct. 4, 2021 |
|
Thomas R Carper
|
senate |
Apple Inc. - Common Stock |
AAPL |
STOCK |
Sale (Partial)
|
Sept. 28, 2021 |
$$15,001 - $50,000 |
Oct. 4, 2021 |
|
Thomas R Carper
|
senate |
JP Morgan Chase and Co Rate/Coupon: 2.5% Matures: 09/23/2029 |
|
BOND |
Sale (Full)
|
Sept. 23, 2021 |
$$1,001 - $15,000 |
Oct. 4, 2021 |
|
Thomas R Carper
|
senate |
JP Morgan Chase and Co Rate/Coupon: 2.5% Matures: 09/23/2029 |
|
BOND |
Sale (Full)
|
Sept. 23, 2021 |
$$1,001 - $15,000 |
Oct. 4, 2021 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall GILD Rate/Coupon: 8.65% Matures: 09/20/2024 |
GILD |
OPTION |
Purchase
|
Sept. 17, 2021 |
$$15,001 - $50,000 |
Oct. 4, 2021 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall GILD Rate/Coupon: 9.0% Matures: 06/07/2024 |
GILD |
OPTION |
Sale (Full)
|
Sept. 10, 2021 |
$$15,001 - $50,000 |
Oct. 4, 2021 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall GILD Rate/Coupon: 9.0% Matures: 06/07/2024 |
GILD |
OPTION |
Sale (Full)
|
Sept. 10, 2021 |
$$15,001 - $50,000 |
Oct. 4, 2021 |
|
Thomas R Carper
|
senate |
Landmark Infrastructure Partners LP - Common Units |
LMLP |
STOCK |
Sale (Full)
|
Aug. 23, 2021 |
$$1,001 - $15,000 |
Sept. 1, 2021 |
|
Thomas R Carper
|
senate |
GS Contingent Autocall AAPL Rate/Coupon: 8.0% Matures: 08/16/2024 |
|
STRUCTURED PRODUCT |
Purchase
|
Aug. 13, 2021 |
$$15,001 - $50,000 |
Sept. 1, 2021 |
|
Thomas R Carper
|
senate |
CS Contingent Autocall CSCO Rate/Coupon: 8.25% Matures: 05/11/2023 |
CSCO |
FIXED INCOME |
Sale (Full)
|
Aug. 12, 2021 |
$$15,001 - $50,000 |
Sept. 1, 2021 |
|
Thomas R Carper
|
senate |
WW International, Inc. - Common Stock |
WW |
STOCK |
Purchase
|
Aug. 11, 2021 |
$$1,001 - $15,000 |
Sept. 1, 2021 |
|
Thomas R Carper
|
senate |
CoreSite Realty Corporation Common Stock |
CSRE |
STOCK |
Purchase
|
Aug. 4, 2021 |
$$1,001 - $15,000 |
Sept. 1, 2021 |
|
Thomas R Carper
|
senate |
Alexandria Real Estate Equities, Inc. Common Stock |
ARE |
STOCK |
Sale (Partial)
|
Aug. 4, 2021 |
$$1,001 - $15,000 |
Sept. 1, 2021 |
|
Thomas R Carper
|
senate |
First Trust Dow Jones Internet ETF |
FDN |
ETF |
Sale (Partial)
|
July 26, 2021 |
$$1,001 - $15,000 |
Aug. 2, 2021 |
|
Thomas R Carper
|
senate |
S&P 500 Ishares Core ETF |
IVV |
ETF |
Sale (Partial)
|
July 26, 2021 |
$$1,001 - $15,000 |
Aug. 2, 2021 |
|
Thomas R Carper
|
senate |
SPDR Gold Trust |
GLD |
ETF |
Purchase
|
July 26, 2021 |
$$1,001 - $15,000 |
Aug. 2, 2021 |
|
Thomas R Carper
|
senate |
S&P Small-Cap 600 Value Ishares ETF |
IJS |
ETF |
Sale (Partial)
|
July 26, 2021 |
$$1,001 - $15,000 |
Aug. 2, 2021 |
|
Thomas R Carper
|
senate |
Fidelity Advisor International Capital Appreciat |
FAGCX |
FUND |
Purchase
|
July 26, 2021 |
$$1,001 - $15,000 |
Aug. 2, 2021 |
|
Thomas R Carper
|
senate |
First Trust Indxx Nextg ETF |
NXG |
ETF |
Purchase
|
July 26, 2021 |
$$1,001 - $15,000 |
Aug. 2, 2021 |
|
Thomas R Carper
|
senate |
Abbey Capital Futures Strategy Fund- Class I Sha |
|
FUND |
Purchase
|
July 26, 2021 |
$$1,001 - $15,000 |
Aug. 2, 2021 |
|
Thomas R Carper
|
senate |
VictoryShares US 500 Volatility Wtd ETF |
VUQV |
ETF |
Sale (Partial)
|
July 26, 2021 |
$$1,001 - $15,000 |
Aug. 2, 2021 |
|
Thomas R Carper
|
senate |
Lord Abbett Ultra Short Bond Fund - Class F |
LASFX |
FUND |
Purchase
|
July 26, 2021 |
$$1,001 - $15,000 |
Aug. 2, 2021 |