| S&P Small-Cap 600 Value Ishares ETF |
IJS |
ETF |
Sale (Partial)
|
July 26, 2021 |
$1,001 - $15,000 |
| S&P 500 Ishares Core ETF |
IVV |
ETF |
Sale (Partial)
|
July 26, 2021 |
$1,001 - $15,000 |
| Abbey Capital Futures Strategy Fund- Class I Sha |
|
FUND |
Purchase
|
July 26, 2021 |
$1,001 - $15,000 |
| VictoryShares US 500 Volatility Wtd ETF |
VUQV |
ETF |
Sale (Partial)
|
July 26, 2021 |
$1,001 - $15,000 |
| SPDR Gold Trust |
GLD |
ETF |
Purchase
|
July 26, 2021 |
$1,001 - $15,000 |
| First Trust Dow Jones Internet ETF |
FDN |
ETF |
Sale (Partial)
|
July 26, 2021 |
$1,001 - $15,000 |
| Lord Abbett Ultra Short Bond Fund - Class F |
LASFX |
FUND |
Purchase
|
July 26, 2021 |
$1,001 - $15,000 |
| WisdomTree U.S. SmallCap Quality Dividend Growth F |
DXS |
ETF |
Purchase
|
July 26, 2021 |
$1,001 - $15,000 |
| GS Treasuryaccess 0-1 Year ETF |
GOVT |
ETF |
Purchase
|
July 26, 2021 |
$1,001 - $15,000 |
| Global X FinTech ETF |
FINX |
ETF |
Purchase
|
July 26, 2021 |
$1,001 - $15,000 |
| First Trust Indxx Nextg ETF |
NXG |
ETF |
Purchase
|
July 26, 2021 |
$1,001 - $15,000 |
| Fidelity Advisor Emerging Markets Fund |
FEMKX |
FUND |
Sale (Partial)
|
July 26, 2021 |
$1,001 - $15,000 |
| Goldman Sachs Emerging Markets Equity Fund Insti |
GEMPX |
FUND |
Sale (Partial)
|
July 26, 2021 |
$1,001 - $15,000 |
| Fidelity Advisor International Capital Appreciat |
FAGCX |
FUND |
Purchase
|
July 26, 2021 |
$1,001 - $15,000 |
| BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 07/19/2024 |
|
OPTION |
Purchase
|
July 16, 2021 |
$15,001 - $50,000 |
| BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 07/19/2024 |
|
OPTION |
Purchase
|
July 16, 2021 |
$15,001 - $50,000 |
| BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 04/12/2024 |
|
OPTION |
Sale (Full)
|
July 14, 2021 |
$15,001 - $50,000 |
| BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 04/12/2024 |
|
OPTION |
Sale (Full)
|
July 14, 2021 |
$15,001 - $50,000 |
| Johnson Controls International plc Ordinary Share |
JCI |
STOCK |
Purchase
|
July 8, 2021 |
$1,001 - $15,000 |
| Fastenal Company - Common Stock |
FAST |
STOCK |
Purchase
|
July 8, 2021 |
$1,001 - $15,000 |