|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
Sept. 23, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
Sept. 16, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Dean Phillips
|
house |
baxter International Inc. (baX) |
BAX |
STOCK |
Sale (partial)
|
Sept. 11, 2019 |
$$1,001 - $15,000 |
Oct. 11, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
Sept. 9, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Rohit Khanna
|
house |
AXIS BANK LTD |
AXISBANK |
STOCK |
Purchase
|
Sept. 3, 2019 |
$112,100.00 |
Aug. 10, 2018 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
Sept. 2, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Rohit Khanna
|
house |
Fidelity US Government Money Market Fund |
SPAXX |
FUND |
Purchase
|
Aug. 29, 2019 |
$$100,001 - $250,000 |
April 11, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
Aug. 26, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
Aug. 19, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Robert J. Wittman
|
house |
american Express Company (aXP) |
AXP |
STOCK |
Purchase
|
Aug. 14, 2019 |
$$1,001 - $15,000 |
Sept. 18, 2019 |
|
Dean Phillips
|
house |
Baxter International Inc. (BaX) |
BAX |
STOCK |
P
|
Aug. 13, 2019 |
$$1,001 - $15,000 |
Sept. 16, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
Aug. 12, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
Aug. 5, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Rohit Khanna
|
house |
AMERICAN EXPRESS CO |
AXP |
STOCK |
Purchase
|
Aug. 1, 2019 |
$5,000.01 - 50,000 |
June 11, 2019 |
|
Rohit Khanna
|
house |
BAXTER INTERNATIONA INC |
BAX |
STOCK |
Purchase
|
Aug. 1, 2019 |
$5,000.01 - 50,000 |
June 11, 2019 |
|
Anthony E. Gonzalez
|
house |
American Express Company (AXP) |
AXP |
STOCK |
gfedcb
|
Aug. 1, 2019 |
$$15,001 - $50,000 |
Aug. 14, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
July 29, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
July 22, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
July 15, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
July 8, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
July 1, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Donna Shalala
|
house |
Axogen, Inc. (AXgN) |
AXGN |
STOCK |
Sale
|
June 24, 2019 |
$$1,001 - $15,000 |
April 27, 2020 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
June 24, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
June 17, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
June 10, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |