|
K. Michael Conaway
|
house |
sP500 ARN IssUER boFA CAP 10.00% sV 2,388.77 DUE 06/29/18 |
|
FIXED INCOME |
Sale
|
June 29, 2018 |
$$100,001 - $250,000 |
July 9, 2018 |
|
K. Michael Conaway
|
house |
sP500 CLIRN IssUER bAC CAP 15.36% sV 2,097.90 DUE 06/29/18 |
|
FIXED INCOME |
Sale
|
June 29, 2018 |
$$50,001 - $100,000 |
July 9, 2018 |
|
K. Michael Conaway
|
house |
R2000 ARNs IssUER bNs CAP 13.17% sV 1,645.017 DUE 08/30/19 |
|
FIXED INCOME |
Purchase
|
June 28, 2018 |
$$50,001 - $100,000 |
July 9, 2018 |
|
K. Michael Conaway
|
house |
The Travelers Companies, Inc. (TRV) |
TRV |
STOCK |
Sale (partial)
|
June 28, 2018 |
$$1,001 - $15,000 |
July 9, 2018 |
|
K. Michael Conaway
|
house |
MsCI EM ARN IssUER CIbC CAP 18.78% sV 1,046.71 DUE 08/30/19 |
|
FIXED INCOME |
Purchase
|
June 28, 2018 |
$$15,001 - $50,000 |
July 9, 2018 |
|
K. Michael Conaway
|
house |
bank Nova scotia Halifax Pfd 3 ordinary shares (bNs) |
BNS.PR.F |
STOCK |
Sale (partial)
|
June 28, 2018 |
$$1,001 - $15,000 |
July 9, 2018 |
|
K. Michael Conaway
|
house |
ISHaRES MSCI EaFE ETF |
EFA |
ETF |
Purchase
|
June 27, 2018 |
$$1,001 - $15,000 |
Aug. 5, 2019 |
|
K. Michael Conaway
|
house |
3M Company (MMM) |
MMM |
STOCK |
Sale (partial)
|
June 21, 2018 |
$$1,001 - $15,000 |
July 9, 2018 |
|
K. Michael Conaway
|
house |
TJX Companies, Inc. (TJX) |
TJX |
STOCK |
Purchase
|
June 21, 2018 |
$$1,001 - $15,000 |
July 9, 2018 |
|
K. Michael Conaway
|
house |
United Technologies Corporation (UTX) |
UTX |
STOCK |
Sale (partial)
|
June 21, 2018 |
$$1,001 - $15,000 |
July 9, 2018 |
|
K. Michael Conaway
|
house |
Visa Inc. (V) |
V |
STOCK |
Sale (partial)
|
June 21, 2018 |
$$1,001 - $15,000 |
July 9, 2018 |
|
K. Michael Conaway
|
house |
Northrop grumman Corporation (NoC) |
NOC |
STOCK |
Sale (partial)
|
June 21, 2018 |
$$1,001 - $15,000 |
July 9, 2018 |
|
K. Michael Conaway
|
house |
Intuit Inc. (INTU) |
INTU |
STOCK |
Purchase
|
June 21, 2018 |
$$1,001 - $15,000 |
July 9, 2018 |
|
K. Michael Conaway
|
house |
ISHaRES MSCI EaFE ETF |
EFA |
ETF |
Sale
|
June 20, 2018 |
$$15,001 - gfedcb $50,000 |
Aug. 5, 2019 |
|
K. Michael Conaway
|
house |
SX5E CLIRN ISSUER BAC CAP 24.90% Redemption |
|
FIXED INCOME |
Sale
|
May 25, 2018 |
$$100,001 - $250,000 |
June 4, 2018 |
|
K. Michael Conaway
|
house |
SX5E STEPUP ISSUER BOFA STEP 15.20% |
|
FIXED INCOME |
Purchase
|
May 24, 2018 |
$$50,001 - $100,000 |
June 4, 2018 |
|
K. Michael Conaway
|
house |
FIN BASKET ARN Iss boFA CAP 18.06% |
|
FIXED INCOME |
Purchase
|
May 24, 2018 |
$$50,001 - $100,000 |
June 4, 2018 |
|
K. Michael Conaway
|
house |
NextEra Energy, Inc. (NEE) |
NEE |
STOCK |
Sale (partial)
|
May 7, 2018 |
$$1,001 - $15,000 |
June 4, 2018 |
|
K. Michael Conaway
|
house |
Automatic Data Processing, Inc. (ADP) |
ADP |
STOCK |
Sale (partial)
|
May 7, 2018 |
$$1,001 - $15,000 |
June 4, 2018 |
|
K. Michael Conaway
|
house |
Northrop Grumman Corporation (NOC) |
NOC |
STOCK |
Purchase
|
May 7, 2018 |
$$1,001 - $15,000 |
June 4, 2018 |
|
K. Michael Conaway
|
house |
Diageo plc (DEO) |
DEO |
STOCK |
Purchase
|
May 1, 2018 |
$$1,001 - $15,000 |
June 4, 2018 |
|
K. Michael Conaway
|
house |
Walt Disney Company (DIS) |
DIS |
STOCK |
Purchase
|
May 1, 2018 |
$$1,001 - $15,000 |
June 4, 2018 |
|
K. Michael Conaway
|
house |
Pepsico, Inc. (PEP) |
PEP |
STOCK |
Purchase
|
May 1, 2018 |
$$1,001 - $15,000 |
June 4, 2018 |
|
K. Michael Conaway
|
house |
SX5E ARN ISSUER bOFA CAP |
SX5E |
FUTURES |
Sale
|
April 27, 2018 |
$$50,001 - $100,000 |
May 10, 2018 |
|
K. Michael Conaway
|
house |
R2000 STEPUP ISSUER BNS STEP 30.00% |
|
FIXED INCOME |
Purchase
|
April 26, 2018 |
$$50,001 - $100,000 |
June 4, 2018 |