| sP500 CLIRN IssUER bAC CAP 15.36% sV 2,097.90 DUE 06/29/18 |
|
FIXED INCOME |
Sale
|
June 29, 2018 |
$50,001 - $100,000 |
| sP500 ARN IssUER boFA CAP 10.00% sV 2,388.77 DUE 06/29/18 |
|
FIXED INCOME |
Sale
|
June 29, 2018 |
$100,001 - $250,000 |
| R2000 ARNs IssUER bNs CAP 13.17% sV 1,645.017 DUE 08/30/19 |
|
FIXED INCOME |
Purchase
|
June 28, 2018 |
$50,001 - $100,000 |
| The Travelers Companies, Inc. (TRV) |
TRV |
STOCK |
Sale (partial)
|
June 28, 2018 |
$1,001 - $15,000 |
| MsCI EM ARN IssUER CIbC CAP 18.78% sV 1,046.71 DUE 08/30/19 |
|
FIXED INCOME |
Purchase
|
June 28, 2018 |
$15,001 - $50,000 |
| bank Nova scotia Halifax Pfd 3 ordinary shares (bNs) |
BNS.PR.F |
STOCK |
Sale (partial)
|
June 28, 2018 |
$1,001 - $15,000 |
| 3M Company (MMM) |
MMM |
STOCK |
Sale (partial)
|
June 21, 2018 |
$1,001 - $15,000 |
| Intuit Inc. (INTU) |
INTU |
STOCK |
Purchase
|
June 21, 2018 |
$1,001 - $15,000 |
| Northrop grumman Corporation (NoC) |
NOC |
STOCK |
Sale (partial)
|
June 21, 2018 |
$1,001 - $15,000 |
| TJX Companies, Inc. (TJX) |
TJX |
STOCK |
Purchase
|
June 21, 2018 |
$1,001 - $15,000 |
| United Technologies Corporation (UTX) |
UTX |
STOCK |
Sale (partial)
|
June 21, 2018 |
$1,001 - $15,000 |
| Visa Inc. (V) |
V |
STOCK |
Sale (partial)
|
June 21, 2018 |
$1,001 - $15,000 |
| sP500 ARN IssUER CIbC CAP 11.94% sV 2,716.31 DUE 08/30/19 |
|
FIXED INCOME |
Purchase
|
June 28, 2017 |
$15,001 - $50,000 |
| schlumberger N.V. (sLb) |
SLB |
STOCK |
Sale
|
June 27, 2017 |
$1,001 - $15,000 |
| Apple Inc. (AAPL) |
AAPL |
STOCK |
Purchase
|
June 27, 2017 |
$15,001 - $50,000 |