|
David A. Trott
|
house |
ALLENDALE MICH PUB SCH DIST Go P 07/6/2016 05/01/23 MN - MUNI BoND |
|
BOND |
Purchase
|
July 6, 2016 |
$$1,000,001 |
Aug. 3, 2016 |
|
David A. Trott
|
house |
PUT/XSP @ 196 EXP 08/05/2016 - CBOE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
June 29, 2016 |
$$1,001 - $15,000 |
July 5, 2016 |
|
David A. Trott
|
house |
HSBC USA INC. LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 08/27/2018 |
|
NOTE |
Purchase
|
June 22, 2016 |
$$250,001 - $500,000 |
July 5, 2016 |
|
David A. Trott
|
house |
HSBC USA INC. LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 08/27/2018 |
|
NOTE |
Purchase
|
June 22, 2016 |
$$250,001 - $500,000 |
July 5, 2016 |
|
David A. Trott
|
house |
PUT/XSP @ 190 EXP 07/29/2016 - CBOE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
June 16, 2016 |
$$1,001 - $15,000 |
July 5, 2016 |
|
David A. Trott
|
house |
SOCIETE GENERALE LINKED To BASKET OF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NOTE DUE 11/09/2017 |
|
NOTE |
nan
|
June 6, 2016 |
$$100,001 - $250,000 |
July 5, 2016 |
|
David A. Trott
|
house |
PUT/XSP @ 198 EXP 08/19/2016 - CBOE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
June 1, 2016 |
$$1,001 - $15,000 |
July 5, 2016 |
|
David A. Trott
|
house |
MoRGAN STANLEY LINKED To S&P 500 INDEX bUFFERED CAPPED bETA 0% STRUCTURED NoTE DUE 11/30/2017 |
|
NOTE |
Purchase
|
May 26, 2016 |
$$100,001 - $250,000 |
June 3, 2016 |
|
David A. Trott
|
house |
LAPEER MICH CMNTY SCHS GO BONDS 5.0000% 05/01/22 MN |
|
BOND |
Purchase
|
May 26, 2016 |
$$250,001 - $500,000 |
June 3, 2016 |
|
David A. Trott
|
house |
BARCLAYS BANK PLC LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 03/29/2018 |
|
NOTE |
Purchase
|
May 25, 2016 |
$$250,001 - $500,000 |
June 3, 2016 |
|
David A. Trott
|
house |
BARCLAYS BANK PLC LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 03/29/2018 |
|
NOTE |
Purchase
|
May 25, 2016 |
$$100,001 - $250,000 |
June 3, 2016 |
|
David A. Trott
|
house |
NEW JERSEY ECoNoMIC DEV AUTH S REV boNDS 5.0000% 06/15/18 JD |
|
BOND |
Sale
|
May 24, 2016 |
$$100,001 - $250,000 |
June 3, 2016 |
|
David A. Trott
|
house |
KALAMAZOO MICH PUB SCHS GO BONDS 5% 05/01/21 MN |
|
BOND |
Purchase
|
May 20, 2016 |
$$500,001 - $1,000,000 |
June 3, 2016 |
|
David A. Trott
|
house |
MICHIGAN ST FoR ISSUES DTD Go boNDS 5.0000% 12/01/22 JD |
|
BOND |
Purchase
|
May 18, 2016 |
$$100,001 - $250,000 |
June 3, 2016 |
|
David A. Trott
|
house |
MICHIGAN ST FoR ISSUES DTD Go boNDS 5.0000% 12/01/22 JD |
|
BOND |
Purchase
|
May 18, 2016 |
$$500,001 - $1,000,000 |
June 3, 2016 |
|
David A. Trott
|
house |
PUT/XSP @ 196 EXP 06/24/2016 S CboE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
May 12, 2016 |
$$1,001 - $15,000 |
June 3, 2016 |
|
David A. Trott
|
house |
CLAWSON MICH PUB SCHS GO BONDS 4% 05/01/22 MN |
|
BOND |
Purchase
|
May 9, 2016 |
$$15,001 - $50,000 |
June 3, 2016 |
|
David A. Trott
|
house |
SARANAC MICH CMNTY SCH DIST BONDS 4% 05/01/22 MN |
|
BOND |
P
|
May 6, 2016 |
$$100,001 - $250,000 |
June 3, 2016 |
|
David A. Trott
|
house |
PoRTAGE MICH PUb SCHS Go boNDS 5.0000% 11/01/22 MN |
|
BOND |
Purchase
|
May 5, 2016 |
$$15,001 - $50,000 |
June 3, 2016 |
|
David A. Trott
|
house |
Phillips 66 Partners LP Common Units (PSXP) |
PSXP |
STOCK |
Purchase
|
May 4, 2016 |
$$50,001 - $100,000 |
June 3, 2016 |
|
David A. Trott
|
house |
PUT/XSP @ 193 EXP 7/15/2016 CboE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
May 3, 2016 |
$$1,001 - $15,000 |
June 3, 2016 |
|
David A. Trott
|
house |
Western Gas Partners, LP Limited Partner Interests (WES) |
WES |
STOCK |
S
|
May 2, 2016 |
$$50,001 - $100,000 |
June 3, 2016 |
|
David A. Trott
|
house |
Energy Transfer Partners, L.P. ENERGY TRANSFER PARNTERS (ETP) |
ET |
STOCK |
Purchase
|
April 28, 2016 |
$$15,001 - $50,000 |
May 4, 2016 |
|
David A. Trott
|
house |
MPLX LP Common Units Representing Limited Partner Interests (MPLX) |
MPLX |
STOCK |
Purchase
|
April 28, 2016 |
$$50,001 - $100,000 |
May 4, 2016 |
|
David A. Trott
|
house |
HAWAII ST FoR ISSUES go boNDS 5.0000% 12/01/21 JD DTD PRIoR To 10/29/2015 PREREFUNDED - SER DZ ETM |
|
BOND |
E
|
April 27, 2016 |
$$100,001 - $250,000 |
May 4, 2016 |