| MoRGAN STANLEY LINKED To S&P 500 INDEX bUFFERED CAPPED bETA 0% STRUCTURED NoTE DUE 11/30/2017 |
|
NOTE |
Purchase
|
May 26, 2016 |
$100,001 - $250,000 |
| LAPEER MICH CMNTY SCHS GO BONDS 5.0000% 05/01/22 MN |
|
BOND |
Purchase
|
May 26, 2016 |
$250,001 - $500,000 |
| BARCLAYS BANK PLC LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 03/29/2018 |
|
NOTE |
Purchase
|
May 25, 2016 |
$250,001 - $500,000 |
| BARCLAYS BANK PLC LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 03/29/2018 |
|
NOTE |
Purchase
|
May 25, 2016 |
$100,001 - $250,000 |
| NEW JERSEY ECoNoMIC DEV AUTH S REV boNDS 5.0000% 06/15/18 JD |
|
BOND |
Sale
|
May 24, 2016 |
$100,001 - $250,000 |
| KALAMAZOO MICH PUB SCHS GO BONDS 5% 05/01/21 MN |
|
BOND |
Purchase
|
May 20, 2016 |
$500,001 - $1,000,000 |
| MICHIGAN ST FoR ISSUES DTD Go boNDS 5.0000% 12/01/22 JD |
|
BOND |
Purchase
|
May 18, 2016 |
$100,001 - $250,000 |
| MICHIGAN ST FoR ISSUES DTD Go boNDS 5.0000% 12/01/22 JD |
|
BOND |
Purchase
|
May 18, 2016 |
$500,001 - $1,000,000 |
| PUT/XSP @ 196 EXP 06/24/2016 S CboE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
May 12, 2016 |
$1,001 - $15,000 |
| CLAWSON MICH PUB SCHS GO BONDS 4% 05/01/22 MN |
|
BOND |
Purchase
|
May 9, 2016 |
$15,001 - $50,000 |
| SARANAC MICH CMNTY SCH DIST BONDS 4% 05/01/22 MN |
|
BOND |
P
|
May 6, 2016 |
$100,001 - $250,000 |
| PoRTAGE MICH PUb SCHS Go boNDS 5.0000% 11/01/22 MN |
|
BOND |
Purchase
|
May 5, 2016 |
$15,001 - $50,000 |
| Phillips 66 Partners LP Common Units (PSXP) |
PSXP |
STOCK |
Purchase
|
May 4, 2016 |
$50,001 - $100,000 |
| PUT/XSP @ 193 EXP 7/15/2016 CboE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
May 3, 2016 |
$1,001 - $15,000 |
| Western Gas Partners, LP Limited Partner Interests (WES) |
WES |
STOCK |
S
|
May 2, 2016 |
$50,001 - $100,000 |