|
Thomas MacArthur
|
house |
A.o. Smith Corporation (AoS) |
AOS |
STOCK |
S
|
May 4, 2015 |
$$1,001 - $15,000 |
June 7, 2015 |
|
Thomas MacArthur
|
house |
JC PENNEY CoRP INC NTS 08.125% 100119 DTD091514 |
|
NOTE |
P
|
May 4, 2015 |
$$1,001 - $15,000 |
June 7, 2015 |
|
Thomas MacArthur
|
house |
PENNEY JC Co NTS B/E 05.650% |
|
BOND |
S
|
May 4, 2015 |
$$1,001 - $15,000 |
June 7, 2015 |
|
Thomas MacArthur
|
house |
Kaiser Aluminum Corporation (KALU) |
KALU |
STOCK |
S
|
May 4, 2015 |
$$1,001 - $15,000 |
June 7, 2015 |
|
Thomas MacArthur
|
house |
American Equity Investment Life Holding Company (AEL) |
|
PRIVATE EQUITY |
S
|
May 4, 2015 |
$$1,001 - $15,000 |
June 7, 2015 |
|
Thomas MacArthur
|
house |
Verint Systems Inc. (VRNT) |
VRNT |
STOCK |
S
|
May 4, 2015 |
$$1,001 - $15,000 |
June 7, 2015 |
|
Thomas MacArthur
|
house |
Regal Beloit Corporation (RBC) |
RBC |
STOCK |
S
|
May 4, 2015 |
$$1,001 - $15,000 |
June 7, 2015 |
|
Thomas MacArthur
|
house |
Vail Resorts, Inc. (MTN) |
MTN |
STOCK |
S
|
May 4, 2015 |
$$1,001 - $15,000 |
June 7, 2015 |
|
Thomas MacArthur
|
house |
Regency Energy Partners LP Common Units Representing Limited Partner |
|
STOCK |
E
|
May 1, 2015 |
$$250,001 - $500,000 |
June 7, 2015 |
|
Thomas MacArthur
|
house |
Energy Transfer Partners, L.P. (ETP) |
ET |
STOCK |
E
|
May 1, 2015 |
$$250,001 - $500,000 |
June 7, 2015 |
|
Thomas MacArthur
|
house |
PENNEY JC Co NTS B/E 05.650% 060120 |
|
BOND |
Sale
|
April 30, 2015 |
$$1,001 - $15,000 |
May 13, 2015 |
|
Thomas MacArthur
|
house |
International game Technology ordinary Shares (IgT) |
IGT |
STOCK |
Sale
|
April 29, 2015 |
$$1,001 - $15,000 |
May 13, 2015 |
|
Thomas MacArthur
|
house |
TOYS R US PRPTY Co II 08.500% |
|
BOND |
Purchase
|
April 27, 2015 |
$$1,001 - $15,000 |
May 13, 2015 |
|
Thomas MacArthur
|
house |
AT&T INC NTS B/E 02.450% 063020 |
|
BOND |
Purchase
|
April 24, 2015 |
$$1,001 - $15,000 |
May 13, 2015 |
|
Thomas MacArthur
|
house |
AT&T INC NTS B/E 01.400% 120117 |
|
BOND |
Sale
|
April 24, 2015 |
$$1,001 - $15,000 |
May 13, 2015 |
|
Thomas MacArthur
|
house |
ToYS R US PRPTY Co II 08.500% 120117 |
|
BOND |
Purchase
|
April 24, 2015 |
$$1,001 - $15,000 |
May 13, 2015 |
|
Thomas MacArthur
|
house |
ToYS R US PRPTY Co II 08.500% 120117 |
|
BOND |
Purchase
|
April 23, 2015 |
$$1,001 - $15,000 |
May 13, 2015 |
|
Thomas MacArthur
|
house |
Novartis Ag (NVS) |
NVS |
STOCK |
Purchase
|
April 20, 2015 |
$$1,001 - $15,000 |
May 13, 2015 |
|
Thomas MacArthur
|
house |
BK oF AMER CoRP NTS B/E 02.400% |
|
NOTE |
Purchase
|
April 17, 2015 |
$$1,001 - $15,000 |
May 13, 2015 |
|
Thomas MacArthur
|
house |
BK oF AMER CoRP NTS B/E 02.400% |
|
NOTE |
Purchase
|
April 17, 2015 |
$$1,001 - $15,000 |
May 13, 2015 |
|
Thomas MacArthur
|
house |
ToYS R US PRPTY Co II 08.500% 120117 |
|
BOND |
Purchase
|
April 17, 2015 |
$$1,001 - $15,000 |
May 13, 2015 |
|
Thomas MacArthur
|
house |
RANgE RESoURCES CoRP NTS 05.000% 081522 |
|
NOTE |
Purchase
|
April 17, 2015 |
$$1,001 - $15,000 |
May 13, 2015 |
|
Thomas MacArthur
|
house |
Keysight Technologies Inc. (KEYS) |
KEYS |
STOCK |
Purchase
|
April 17, 2015 |
$$1,001 - $15,000 |
May 13, 2015 |
|
Thomas MacArthur
|
house |
Atos origin SA Unsponsored ADR (AEXAY) |
AEXAY |
STOCK |
Purchase
|
April 17, 2015 |
$$50,001 - $100,000 |
May 13, 2015 |
|
Thomas MacArthur
|
house |
Exelon Corporation (EXC) |
EXC |
STOCK |
Purchase
|
April 17, 2015 |
$$1,001 - $15,000 |
May 13, 2015 |