|
David A. Trott
|
house |
ST CLAIR CNTY MICH go 4.0000% P 04/01/20 Ao RFDg-LTD TAX LT BNK QUAL BEo - MUNI BoND |
|
BOND |
nan
|
July 27, 2017 |
$$100,001 - $250,000 |
Aug. 4, 2017 |
|
David A. Trott
|
house |
PUT/XSP @ 240 EXP 09/15/2017 - CBoE MINI SPX INDEX |
XSP |
OPTION |
S
|
July 17, 2017 |
$$1,001 - $15,000 |
Aug. 4, 2017 |
|
David A. Trott
|
house |
MICHIGAN ST TRUNK LINE REV P 5.0000% 11/15/22 MUNI BOND |
|
BOND |
P
|
July 7, 2017 |
$$500,001 - $1,000,000 |
Aug. 4, 2017 |
|
David A. Trott
|
house |
PUT/XSP @ 235 EXP 08/25/2017 CBoE MINI SPX INDEX |
XSP |
OPTION |
S
|
July 6, 2017 |
$$1,001 - $15,000 |
Aug. 4, 2017 |
|
David A. Trott
|
house |
oNEoK, Inc. (oKE) |
OKE |
STOCK |
E
|
June 30, 2017 |
$$100,001 - $250,000 |
Aug. 4, 2017 |
|
David A. Trott
|
house |
oNEoK Partners, L.P. (oKS) |
OKE |
STOCK |
E
|
June 30, 2017 |
$$100,001 - $250,000 |
Aug. 4, 2017 |
|
David A. Trott
|
house |
PUT/XSP @ 239 EXP 08/04/2017 - CBoE MINI SPX INDEX |
XSP |
OPTION |
S
|
June 28, 2017 |
$$1,001 - $15,000 |
July 6, 2017 |
|
David A. Trott
|
house |
PUT/XSP @ 238 EXP 07/07/2017 - S CBoE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
June 13, 2017 |
$$1,001 - $15,000 |
July 6, 2017 |
|
David A. Trott
|
house |
SoCIETE gENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 05/09/2019 |
|
NOTE |
Not Specified
|
June 6, 2017 |
$$100,001 - $250,000 |
July 6, 2017 |
|
David A. Trott
|
house |
HAWAII ST FoR ISSUES DTD PRIoR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREFD BALANCE-SR DZ-2017 BEo - MUNI BoND |
|
BOND |
Received
|
June 6, 2017 |
$$100,001 - $250,000 |
July 6, 2017 |
|
David A. Trott
|
house |
HAWAII ST FoR ISSUES DTD PRIoR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREFD BALANCE-SR DZ-2017 BEo - MUNI BoND |
|
BOND |
Distribution
|
June 6, 2017 |
$$100,001 - $250,000 |
July 6, 2017 |
|
David A. Trott
|
house |
HAWAII ST FoR ISSUES DTD PRIoR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREF BLNCE-SER DZ BEo SR LIEN - MUNI BoND |
|
BOND |
Distribution
|
June 6, 2017 |
$$250,001 - $500,000 |
July 6, 2017 |
|
David A. Trott
|
house |
HAWAII ST FoR ISSUES DTD PRIoR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREF BLNCE- SER DZ BEo SR LIEN - MUNI BoND |
|
BOND |
E
|
June 6, 2017 |
$$250,001 - $500,000 |
July 6, 2017 |
|
David A. Trott
|
house |
HAWAII ST FoR ISSUES DTD PRIoR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 PREREFUNDED-SR LIEN - MUNI BoND |
|
BOND |
E
|
June 6, 2017 |
$$100,001 - $250,000 |
July 6, 2017 |
|
David A. Trott
|
house |
HAWAII ST FoR ISSUES DTD PRIoR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 PREREFUNDED-SR LIEN - MUNI BoND |
|
BOND |
E
|
June 6, 2017 |
$$100,001 - $250,000 |
July 6, 2017 |
|
David A. Trott
|
house |
CHIPPEWA VALLEY MICH SCHS Go 5% 05/01/23 MN - MUNI BoND |
|
BOND |
Purchase
|
May 23, 2017 |
$$100,001 - $250,000 |
June 6, 2017 |
|
David A. Trott
|
house |
PUT/XSP @ 226 EXP 08/18/2017 - CBoE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
May 18, 2017 |
$$1,001 - $15,000 |
June 6, 2017 |
|
David A. Trott
|
house |
MICHIGAN FIN AUTH REV REV 5% P 10/01/22 Ao - MUNI BoND |
|
BOND |
Purchase
|
May 18, 2017 |
$$250,001 - $500,000 |
June 6, 2017 |
|
David A. Trott
|
house |
WATERFoRD MICH SCH DIST Go 5% |
|
BOND |
P
|
May 16, 2017 |
$$1,001 - $15,000 |
June 6, 2017 |
|
David A. Trott
|
house |
WATERFoRD MICH SCH DIST Go 5% |
|
BOND |
P
|
May 16, 2017 |
$$50,001 - $100,000 |
June 6, 2017 |
|
David A. Trott
|
house |
PUX/XSP @ 232 EXP 07/21/2017 - CBoE MINI SPX INDEX |
SPX |
OPTION |
Sale
|
May 11, 2017 |
$$1,001 - $15,000 |
June 6, 2017 |
|
David A. Trott
|
house |
VIRGINIA ST PUB SCH AUTH SCH REV 5% |
|
BOND |
P
|
May 9, 2017 |
$$250,001 - $500,000 |
June 6, 2017 |
|
David A. Trott
|
house |
SPARTA MICH AREA SCHS Go 4% |
|
BOND |
P
|
May 9, 2017 |
$$100,001 - $250,000 |
June 6, 2017 |
|
David A. Trott
|
house |
PoRT SEATTLE WASH REV REV 5% P 03/01/21 MS - MUNI BoND |
|
BOND |
Purchase
|
May 8, 2017 |
$$15,001 - $50,000 |
June 6, 2017 |
|
David A. Trott
|
house |
ALLEN PARK MICH PUB SCH DIST Go 5% 05/01/23 MN - MUNI BoND |
|
BOND |
Purchase
|
May 4, 2017 |
$$250,001 - $500,000 |
June 6, 2017 |