| PUT/XSP @ 239 EXP 08/04/2017 - CBoE MINI SPX INDEX |
XSP |
OPTION |
S
|
June 28, 2017 |
$1,001 - $15,000 |
| PUT/XSP @ 238 EXP 07/07/2017 - S CBoE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
June 13, 2017 |
$1,001 - $15,000 |
| HAWAII ST FoR ISSUES DTD PRIoR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREF BLNCE- SER DZ BEo SR LIEN - MUNI BoND |
|
BOND |
E
|
June 6, 2017 |
$250,001 - $500,000 |
| HAWAII ST FoR ISSUES DTD PRIoR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREF BLNCE-SER DZ BEo SR LIEN - MUNI BoND |
|
BOND |
Distribution
|
June 6, 2017 |
$250,001 - $500,000 |
| HAWAII ST FoR ISSUES DTD PRIoR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREFD BALANCE-SR DZ-2017 BEo - MUNI BoND |
|
BOND |
Distribution
|
June 6, 2017 |
$100,001 - $250,000 |
| HAWAII ST FoR ISSUES DTD PRIoR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREFD BALANCE-SR DZ-2017 BEo - MUNI BoND |
|
BOND |
Received
|
June 6, 2017 |
$100,001 - $250,000 |
| HAWAII ST FoR ISSUES DTD PRIoR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 PREREFUNDED-SR LIEN - MUNI BoND |
|
BOND |
E
|
June 6, 2017 |
$100,001 - $250,000 |
| SoCIETE gENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 05/09/2019 |
|
NOTE |
Not Specified
|
June 6, 2017 |
$100,001 - $250,000 |
| HAWAII ST FoR ISSUES DTD PRIoR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 PREREFUNDED-SR LIEN - MUNI BoND |
|
BOND |
E
|
June 6, 2017 |
$100,001 - $250,000 |