|
Francis Rooney
|
house |
SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$$1,000-15,000 |
Oct. 25, 2017 |
|
Francis Rooney
|
house |
SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$$1,000-15,000 |
Oct. 25, 2017 |
|
Francis Rooney
|
house |
SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$$1,000-15,000 |
Oct. 25, 2017 |
|
Francis Rooney
|
house |
SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$$1,000-15,000 |
Oct. 25, 2017 |
|
Francis Rooney
|
house |
SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$$1,000-15,000 |
Oct. 25, 2017 |
|
Francis Rooney
|
house |
SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$$1,000-15,000 |
Oct. 25, 2017 |
|
Francis Rooney
|
house |
GS Brokerage - WESTBROOK NY ST GO 04/01/23 FA (MAIN) |
|
BOND |
Purchase
|
Oct. 23, 2017 |
$$15,001-50,000 |
Nov. 15, 2017 |
|
Francis Rooney
|
house |
GS Brokerage - MAIN STATE CAPITAL BOND 3.00% 04/01/24 FA (MAIN) |
|
BOND |
Purchase
|
Oct. 20, 2017 |
$$15,001-50,000 |
Nov. 15, 2017 |
|
Francis Rooney
|
house |
GS Brokerage - HUD NY ST GO 05/01/22 FA (MAIN) |
|
BOND |
Purchase
|
Oct. 20, 2017 |
$$15,001-50,000 |
Nov. 15, 2017 |
|
Francis Rooney
|
house |
GS Brokerage - PRIMA FINANCL CORP BOND 3.50% 02/01/20 (MAIN) |
|
BOND |
Purchase
|
Oct. 20, 2017 |
$$50,001-100,000 |
Nov. 15, 2017 |
|
Francis Rooney
|
house |
Schwab Inc SVC Investments, LLC Fund Managed Letters an file with the Controller's Office in Florida |
|
FUND |
PURCHASE
|
Oct. 4, 2017 |
$$1,000-$15,000 |
Oct. 25, 2017 |
|
Francis Rooney
|
house |
Brown Advisory - Apollo Global Mgmt Inc (APO) |
APO |
STOCK |
Purchase
|
Sept. 29, 2017 |
$$1,000-15,000 |
Oct. 25, 2017 |
|
Francis Rooney
|
house |
Brown Advisory - Ambit Insurance PLC |
|
PRIVATE EQUITY |
Purchase
|
Sept. 22, 2017 |
$$1,000-15,000 |
Oct. 25, 2017 |
|
Francis Rooney
|
house |
Morgan Stanley - MARYLAND ST SYS FEDS NOTE 0.875% 11/01/2022 (MAIN) |
|
NOTE |
Purchase
|
Sept. 22, 2017 |
$$15,001-50,000 |
Nov. 15, 2017 |
|
Francis Rooney
|
house |
Morgan Stanley - MARYLAND ST SYS FEDS NOTE 0.875% 11/01/2022 (MAIN) |
|
NOTE |
Purchase
|
Sept. 22, 2017 |
$$15,001-50,000 |
Nov. 15, 2017 |
|
Francis Rooney
|
house |
GS brokerage - ENERGY TRANSFER PARTNERS, LP COM (ETP) |
ET |
STOCK |
PURCHASE
|
Sept. 20, 2017 |
$$1,000-$15,000 |
Oct. 25, 2017 |
|
Francis Rooney
|
house |
GS brokerage - THE WILLIAMS COMPANIES, INC CMR (TWR) |
TWR |
STOCK |
PURCHASE
|
Sept. 20, 2017 |
$$1,000-$15,000 |
Oct. 25, 2017 |
|
Francis Rooney
|
house |
GS brokerage - ENERGY TRANSFER EQUITY LP COM (ET) |
ET |
STOCK |
PURCHASE
|
Sept. 20, 2017 |
$$1,000-$15,000 |
Oct. 25, 2017 |
|
Francis Rooney
|
house |
GS brokerage - MARYLAND ST GP SHORT TREAS CONV RES 0% 09/30/24 MS (MDR) |
|
FIXED INCOME |
PURCHASE
|
Sept. 19, 2017 |
$$1,000-$15,000 |
Oct. 25, 2017 |
|
Francis Rooney
|
house |
GS brokerage - ENERGY TRANSFER EQUITY LP COM (ETP) |
ET |
STOCK |
PURCHASE
|
Sept. 19, 2017 |
$$1,000-$15,000 |
Oct. 25, 2017 |
|
Francis Rooney
|
house |
Brown Advisory - Ambassador Community Serv., Inc. |
|
PRIVATE EQUITY |
Purchase
|
Sept. 18, 2017 |
$$1,000-15,000 |
Oct. 25, 2017 |
|
Francis Rooney
|
house |
GS Securities - NASDAQ 100 INDEX FUND (INDEX) |
QQQ |
FUND |
PURCHASE
|
Sept. 18, 2017 |
$$1,000-$15,000 |
Oct. 25, 2017 |
|
Francis Rooney
|
house |
GS brokerage - MARYLAND ST GP SHORT TREAS CONV RES 0% 09/30/24 MS (MDR) |
|
FIXED INCOME |
PURCHASE
|
Sept. 18, 2017 |
$$1,000-$15,000 |
Oct. 25, 2017 |
|
Francis Rooney
|
house |
Brown Advisory - Al. State Health Benefits - Whole PM DC 0.0% DUE 09/01/2017 2020 |
|
FIXED INCOME |
Purchase
|
Sept. 18, 2017 |
$$1,000-15,000 |
Oct. 25, 2017 |
|
Francis Rooney
|
house |
Brown Advisory - Al. State Health Benefits - Whole PM DC 0.0% DUE 09/01/2016 2019 |
|
FIXED INCOME |
Purchase
|
Sept. 18, 2017 |
$$1,000-15,000 |
Oct. 25, 2017 |