| SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$1,000-15,000 |
| SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$1,000-15,000 |
| SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$1,000-15,000 |
| SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$1,000-15,000 |
| SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$1,000-15,000 |
| SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$1,000-15,000 |
| SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$1,000-15,000 |
| SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$1,000-15,000 |
| SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$1,000-15,000 |
| SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$1,000-15,000 |
| SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$1,000-15,000 |
| SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$1,000-15,000 |
| SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$1,000-15,000 |
| SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$1,000-15,000 |
| SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$1,000-15,000 |
| SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$1,000-15,000 |
| SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$1,000-15,000 |
| SG Brokerage - NOM FINANCIAL CORP NEW YORK (NOM) |
|
FIXED INCOME |
Purchase
|
Oct. 27, 2017 |
$1,000-15,000 |
| Schwab Inc SVC Investments, LLC Fund Managed Letters an file with the Controller's Office in Florida |
|
FUND |
PURCHASE
|
Oct. 4, 2017 |
$1,000-$15,000 |
| Brown Advisory - Apollo Global Mgmt Inc (APO) |
APO |
STOCK |
Purchase
|
Sept. 29, 2017 |
$1,000-15,000 |
| Brown Advisory - Ambit Insurance PLC |
|
PRIVATE EQUITY |
Purchase
|
Sept. 22, 2017 |
$1,000-15,000 |
| GS brokerage - ENERGY TRANSFER EQUITY LP COM (ET) |
ET |
STOCK |
PURCHASE
|
Sept. 20, 2017 |
$1,000-$15,000 |
| GS brokerage - ENERGY TRANSFER PARTNERS, LP COM (ETP) |
ET |
STOCK |
PURCHASE
|
Sept. 20, 2017 |
$1,000-$15,000 |
| GS brokerage - THE WILLIAMS COMPANIES, INC CMR (TWR) |
TWR |
STOCK |
PURCHASE
|
Sept. 20, 2017 |
$1,000-$15,000 |
| GS brokerage - ENERGY TRANSFER EQUITY LP COM (ETP) |
ET |
STOCK |
PURCHASE
|
Sept. 19, 2017 |
$1,000-$15,000 |
| GS brokerage - MARYLAND ST GP SHORT TREAS CONV RES 0% 09/30/24 MS (MDR) |
|
FIXED INCOME |
PURCHASE
|
Sept. 19, 2017 |
$1,000-$15,000 |
| Brown Advisory - Ambassador Community Serv., Inc. |
|
PRIVATE EQUITY |
Purchase
|
Sept. 18, 2017 |
$1,000-15,000 |
| GS Securities - NASDAQ 100 INDEX FUND (INDEX) |
QQQ |
FUND |
PURCHASE
|
Sept. 18, 2017 |
$1,000-$15,000 |
| GS brokerage - MARYLAND ST GP SHORT TREAS CONV RES 0% 09/30/24 MS (MDR) |
|
FIXED INCOME |
PURCHASE
|
Sept. 18, 2017 |
$1,000-$15,000 |
| Brown Advisory - American Tower Corp |
AMT |
STOCK |
Purchase
|
Sept. 18, 2017 |
$1,000-15,000 |
| Brown Advisory - Al. State Health Benefits - Whole PM DC 0.0% DUE 09/01/2017 2020 |
|
FIXED INCOME |
Purchase
|
Sept. 18, 2017 |
$1,000-15,000 |
| Brown Advisory - Al. State Health Benefits - Whole PM DC 0.0% DUE 09/01/2016 2019 |
|
FIXED INCOME |
Purchase
|
Sept. 18, 2017 |
$1,000-15,000 |
| Brown Advisory - Al. State Health Benefits - Whole PM DC 0.0% DUE 09/01/2015 2018 |
|
BOND |
Purchase
|
Sept. 18, 2017 |
$1,000-15,000 |
| Brown Advisory - Al. State Health Benefits - Whole PM DC 0.0% DUE 09/01/2013 2017 |
|
FIXED INCOME |
Purchase
|
Sept. 18, 2017 |
$1,000-15,000 |
| Brown Advisory - W. R. Grace, Inc. |
|
PRIVATE EQUITY |
Purchase
|
Sept. 18, 2017 |
$1,000-15,000 |
| Brown Advisory - Federal Funds Interest Investment Trust |
BAFXX |
FUND |
Purchase
|
Sept. 18, 2017 |
$1,000-15,000 |
| See attached schedules |
|
nan |
Sale
|
Feb. 6, 2016 |
$100,001-$250,000 |