|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
July 15, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Francis Rooney
|
house |
Note Receivable from Rocky Mountain Holdings Inc. |
|
NOTE |
PURCHASE
|
July 8, 2019 |
$$1,000-$15,000 |
July 12, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
July 8, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
July 1, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Francis Rooney
|
house |
Hancock Capital, LLC - Private Investments, LP |
|
PRIVATE EQUITY |
PURCHASE
|
June 28, 2019 |
$$15,001-$50,000 |
July 12, 2019 |
|
Francis Rooney
|
house |
Hancock Capital, LLC - Private Investments, LP |
|
PRIVATE EQUITY |
PURCHASE
|
June 28, 2019 |
$$1,000-$15,000 |
July 12, 2019 |
|
Francis Rooney
|
house |
Goldman Sachs - COMMONWEALTH OF MASSACHUSETTS 5.0000% 12/01/2058 |
|
BOND |
PURCHASE
|
June 28, 2019 |
$$1,000-$15,000 |
July 12, 2019 |
|
Francis Rooney
|
house |
Goldman Sachs - COMMONWEALTH OF MASSACHUSETTS 5.0000% 12/01/2048 |
|
BOND |
PURCHASE
|
June 28, 2019 |
$$1,000-$15,000 |
July 12, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
June 24, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Francis Rooney
|
house |
Brown Advisory - Brown Advisory Tax Exempt Bond Fund CI neat |
|
FUND |
SALE
|
June 22, 2019 |
$$1,000-15,000 |
April 2, 2019 |
|
Francis Rooney
|
house |
Brown Advisory - Brown Advisory Tax Exempt Bond Fund CI neat |
|
FUND |
PURCHASE
|
June 22, 2019 |
$$1,000-15,000 |
April 2, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
June 17, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Francis Rooney
|
house |
Brown Advisory - Hampshire Co, GA Sales Tax Rate 15% (Due 12/31/2023-2030) |
|
FIXED INCOME |
Purchase
|
June 11, 2019 |
$$1,000-$15,000 |
March 12, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
June 10, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
June 3, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Francis Rooney
|
house |
Brown Advisory - Hampshire Co, GA Sales Tax Rate 15% (Due 12/31/2023-2030) |
|
FIXED INCOME |
Purchase
|
May 28, 2019 |
$$1,000-$15,000 |
March 12, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
May 27, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Francis Rooney
|
house |
Vesta Realty PLLC, LLC Property investment in 2015 Modified Feasible Drive and 12121 S Sorrento Vista Road, Seattle, WA |
|
REAL ESTATE |
PURCHASE
|
May 27, 2019 |
$$15,000.01-$50,000 |
Nov. 14, 2019 |
|
Francis Rooney
|
house |
Discovery Capital, LLC Private Investment, Seattle, WA |
|
PRIVATE EQUITY |
PURCHASE
|
May 27, 2019 |
$$15,000.01-$50,000 |
Nov. 14, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
May 20, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Francis Rooney
|
house |
BNY Mellon - MAXSHARE STRATEGY FLOATING RATE INCOME FUND |
MAXSX |
FUND |
Purchase
|
May 13, 2019 |
$$1,000.01-$15,000 |
Jan. 15, 2019 |
|
Francis Rooney
|
house |
IP 82775 Belmont, LLC, LP, property investment in 19775 Belmont Executive Plaza, Ashburn, VA |
|
REAL ESTATE |
PURCHASE
|
May 9, 2019 |
$$1,000.01-$15,000 |
May 15, 2019 |
|
Francis Rooney
|
house |
np 19175 Boston, LLC - property investment in 53775 Belmount Exeter Plaza Aldworth, VA |
|
REAL ESTATE |
PURCHASE
|
May 9, 2019 |
$Transaction was for Spouse or Dependent Child Asset over $1,000,000 |
May 15, 2019 |
|
Francis Rooney
|
house |
Brown Advisory - Global Benchmark GA Alternative Income Fund |
|
FUND |
PURCHASE
|
May 8, 2019 |
$$1,000.01-$15,000 |
May 15, 2019 |
|
Francis Rooney
|
house |
Green Brentwood CA Memorial Hospital 1% Due 08/01/2039 |
|
BOND |
PURCHASE
|
May 8, 2019 |
$$1,000.01-$15,000 |
May 15, 2019 |