|
David A. Trott
|
house |
PUT/XSP @ 275 EXP 02/23/2018 - CBoE MINI SPX INDEX |
XSP |
OPTION |
S
|
Jan. 24, 2018 |
$$1,001 - $15,000 |
Feb. 6, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 274 EXP 03/02/2018 - CBoE MINI SPX INDEX |
XSP |
OPTION |
S
|
Jan. 18, 2018 |
$$1,001 - $15,000 |
Feb. 6, 2018 |
|
David A. Trott
|
house |
LENEXA KANS go 5% 09/01/24 SER B UT BEo SR LIEN - MUNI BoND |
|
BOND |
P
|
Jan. 17, 2018 |
$$100,001 - $250,000 |
Feb. 6, 2018 |
|
David A. Trott
|
house |
TransCanada Corporation (TRP) |
TRP |
STOCK |
Purchase
|
Jan. 11, 2018 |
$$15,001 - $50,000 |
Feb. 6, 2018 |
|
David A. Trott
|
house |
Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership (PSXP) |
PSXP |
STOCK |
S
|
Jan. 11, 2018 |
$$15,001 - $50,000 |
Feb. 6, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 269 EXP 03/16/2018 - CBoE MINI SPX INDEX |
XSP |
OPTION |
S
|
Jan. 9, 2018 |
$$1,001 - $15,000 |
Feb. 6, 2018 |
|
David A. Trott
|
house |
Trott Northwestern, LLC |
|
PRIVATE EQUITY |
Purchase
|
Dec. 31, 2017 |
$$250,001 - $500,000 |
Jan. 5, 2018 |
|
David A. Trott
|
house |
Trott Northwestern, LLC |
|
PRIVATE EQUITY |
Purchase
|
Dec. 31, 2017 |
$$250,001 - $500,000 |
Jan. 5, 2018 |
|
David A. Trott
|
house |
Antero Midstream gP LP Common Shares of Beneficial Interests (AMgP) |
AMGP |
STOCK |
Purchase
|
Dec. 21, 2017 |
$$15,001 - $50,000 |
Jan. 5, 2018 |
|
David A. Trott
|
house |
oNEoK, Inc. (oKE) |
OKE |
STOCK |
Sale
|
Dec. 20, 2017 |
$$15,001 - $50,000 |
Jan. 5, 2018 |
|
David A. Trott
|
house |
CBoE MINI SPX INDEX (PUT/XSP @ 263 EXP 01/26/2018) |
XSP |
OPTION |
Sale
|
Dec. 20, 2017 |
$$1,001 - $15,000 |
Jan. 5, 2018 |
|
David A. Trott
|
house |
PUT/SPY @ 230 EXP 12/20/2019 - SPDR S&P 500 ETF TRUST |
SPY |
OPTION |
Sale
|
Dec. 12, 2017 |
$$100,001 - $250,000 |
Jan. 5, 2018 |
|
David A. Trott
|
house |
PUT/SPY @ 200 EXP 12/20/2019 - SPDR S&P 500 ETF TRUST |
SPY |
OPTION |
Purchase
|
Dec. 12, 2017 |
$$100,001 - $250,000 |
Jan. 5, 2018 |
|
David A. Trott
|
house |
THE goLDMAN SACHS gRoUP, INC. LINKED To FX BASKET 9% CoUPoN DUE 02/06/2020 STRUCTURED NoTE |
|
NOTE |
Sale
|
Dec. 12, 2017 |
$$500,001 - $1,000,000 |
Jan. 5, 2018 |
|
David A. Trott
|
house |
CBoE MINI SPX INDEX (PUT/XSP @ 261 EXP 02/16/2018) |
XSP |
OPTION |
Sale
|
Dec. 12, 2017 |
$$1,001 - $15,000 |
Jan. 5, 2018 |
|
David A. Trott
|
house |
TransCanada Corporation (TRP) |
TRP |
STOCK |
Purchase
|
Dec. 4, 2017 |
$$15,001 - $50,000 |
Jan. 5, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 254 EXP 01/05/2018 - CBoE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
Dec. 1, 2017 |
$$1,001 - $15,000 |
Jan. 5, 2018 |
|
David A. Trott
|
house |
UBS Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 02/06/2020 |
|
NOTE |
Purchase
|
Dec. 1, 2017 |
$$100,001 - $250,000 |
Jan. 5, 2018 |
|
David A. Trott
|
house |
BAY CITY MICH SCH DIST go 5% 11/01/23 MN RFDg UT BEo - MUNI BoND |
|
BOND |
Purchase
|
Nov. 30, 2017 |
$$15,001 - $50,000 |
Dec. 6, 2017 |
|
David A. Trott
|
house |
Andeavor Logistics LP Common Units (ANDX) |
ANDX |
STOCK |
Sale
|
Nov. 29, 2017 |
$$15,001 - $50,000 |
Dec. 6, 2017 |
|
David A. Trott
|
house |
WARREN WooDS MICH PUB SCHS MUNI BoND |
|
BOND |
Purchase
|
Nov. 21, 2017 |
$$50,001 - $100,000 |
Dec. 6, 2017 |
|
David A. Trott
|
house |
PUT/XSP @ 255 EXP 12/22/2017 CBoE MINI SPX INDEX |
XSP |
OPTION |
Sale
|
Nov. 21, 2017 |
$$1,001 - $15,000 |
Dec. 6, 2017 |
|
David A. Trott
|
house |
gRAND VALLEY MICH ST UNIV REV REV 5% 12/01/23 JD gEN BDS 2017 BEo - MUNI BoND |
|
BOND |
Purchase
|
Nov. 16, 2017 |
$$15,001 - $50,000 |
Dec. 6, 2017 |
|
David A. Trott
|
house |
THE BANK oF NoVA SCoTIA LINKED STRUCTURED NoTE DUE 03/20/2020 |
|
NOTE |
Purchase
|
Nov. 14, 2017 |
$$100,001 - $250,000 |
Dec. 6, 2017 |
|
David A. Trott
|
house |
MANSFIELD INDPT SCHooL DIST go 5.0000% 02/15/19 FA RFDg UT BNK QUAL BEo - MUNI BoND |
|
BOND |
Sale
|
Nov. 14, 2017 |
$$50,001 - $100,000 |
Dec. 6, 2017 |