|
Thomas R Carper
|
senate |
HSBC Contingent Autocall on the Blackstone Group Rate/Coupon: 8.8% Matures: 08/03/2018 |
BX |
OPTION |
Purchase
|
July 31, 2015 |
$$15,001 - $50,000 |
Aug. 4, 2015 |
|
Thomas R Carper
|
senate |
HSBC Contingent Autocall on FCX Corp Rate/Coupon: 8.95% Matures: 07/30/2015 |
FCX |
OPTION |
Sale (Full)
|
July 30, 2015 |
$$1,001 - $15,000 |
Aug. 4, 2015 |
|
Thomas R Carper
|
senate |
U.S. Steel |
X |
STOCK |
Sale (Full)
|
July 21, 2015 |
$$1,001 - $15,000 |
Aug. 4, 2015 |
|
Thomas R Carper
|
senate |
Transocean Ltd. |
RIG |
STOCK |
Sale (Full)
|
July 21, 2015 |
$$1,001 - $15,000 |
Aug. 4, 2015 |
|
Thomas R Carper
|
senate |
One Gas Inc |
OG |
STOCK |
Sale (Full)
|
July 21, 2015 |
$$1,001 - $15,000 |
Aug. 4, 2015 |
|
Thomas R Carper
|
senate |
Northwest Natural Gas Company (NYSE) |
NWNG |
STOCK |
Purchase
|
July 21, 2015 |
$$1,001 - $15,000 |
Aug. 4, 2015 |
|
Thomas R Carper
|
senate |
MS Contingent Autocall on Apple Inc Rate/Coupon: 10% Matures: 04/09/2018 |
|
OPTION |
Sale (Full)
|
July 10, 2015 |
$$1,001 - $15,000 |
Aug. 4, 2015 |
|
Thomas R Carper
|
senate |
Barclays Contingent Autocall on Apple Rate/Coupon: 8.15% Matures: 07/13/2018 |
|
OPTION |
Purchase
|
July 10, 2015 |
$$1,001 - $15,000 |
Aug. 4, 2015 |
|
Thomas R Carper
|
senate |
Barclays Contingent Autocall on Vodaphone Rate/Coupon: 11.05% Matures: 04/10/2017 |
|
OPTION |
Sale (Full)
|
July 9, 2015 |
$$15,001 - $50,000 |
Aug. 4, 2015 |
|
Thomas R Carper
|
senate |
MS Contingent Autocall Marathon Petroleum Rate/Coupon: 10.15% Matures: 06/29/2018 |
MRO |
OPTION |
Purchase
|
June 26, 2015 |
$$1,001 - $15,000 |
July 1, 2015 |
|
Thomas R Carper
|
senate |
MS Contingent Autocall Marathon Petroleum Rate/Coupon: 9.5% Matures: 03/23/2018 |
MPC |
FIXED INCOME |
Sale (Full)
|
June 25, 2015 |
$$1,001 - $15,000 |
July 1, 2015 |
|
Thomas R Carper
|
senate |
HSBC Contingent Autocall Transocean Rate/Coupon: 10% Matures: 06/25/2015 |
|
FIXED INCOME |
Sale (Full)
|
June 25, 2015 |
$$1,001 - $15,000 |
July 1, 2015 |
|
Thomas R Carper
|
senate |
Convergys Corporation (NYSE) |
CNVRG |
STOCK |
Purchase
|
June 24, 2015 |
$$1,001 - $15,000 |
July 1, 2015 |
|
Thomas R Carper
|
senate |
Atmel Corporation (NASDAQ) |
ATML |
STOCK |
Sale (Full)
|
June 24, 2015 |
$$1,001 - $15,000 |
July 1, 2015 |
|
Thomas R Carper
|
senate |
E. I. du Pont de Nemours and Company (NYSE) |
DD |
STOCK |
Purchase
|
June 12, 2015 |
$$1,001 - $15,000 |
July 1, 2015 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall on Apple Rate/Coupon: 8.25% Matures: 06/15/2018 |
|
OPTION |
Purchase
|
June 12, 2015 |
$$1,001 - $15,000 |
July 1, 2015 |
|
Thomas R Carper
|
senate |
JJPM Contingent Autocall Halliburton Rate/Coupon: 10% Matures: 05/18/2018 |
|
FIXED INCOME |
Purchase
|
May 15, 2015 |
$$1,001 - $15,000 |
June 1, 2015 |
|
Thomas R Carper
|
senate |
Under Armour Inc |
UAA |
STOCK |
Purchase
|
May 14, 2015 |
$$1,001 - $15,000 |
June 1, 2015 |
|
Thomas R Carper
|
senate |
Apple Inc. (NASDAQ) |
AAPL |
STOCK |
Purchase
|
May 14, 2015 |
$$1,001 - $15,000 |
June 1, 2015 |
|
Thomas R Carper
|
senate |
SPDR Euro Stoxx 50 ETF |
FEZ |
ETF |
Purchase
|
May 14, 2015 |
$$1,001 - $15,000 |
June 1, 2015 |
|
Thomas R Carper
|
senate |
MS Contingent Autocall Halliburton Rate/Coupon: 11.2% Matures: 02/09/2018 |
|
STRUCTURED PRODUCT |
Sale (Full)
|
May 11, 2015 |
$$1,001 - $15,000 |
June 1, 2015 |
|
Thomas R Carper
|
senate |
Barclays Contingent Autocall on CBS Rate/Coupon: 8.45% Matures: 02/02/2018 |
|
FIXED INCOME |
Sale (Full)
|
May 5, 2015 |
$$15,001 - $50,000 |
June 1, 2015 |
|
Thomas R Carper
|
senate |
Barclays Contingent Autocall on CBS Rate/Coupon: 8.45% Matures: 02/02/2018 |
|
FIXED INCOME |
Sale (Full)
|
May 5, 2015 |
$$1,001 - $15,000 |
June 1, 2015 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall Mobileye N.V. Rate/Coupon: 13.75% Matures: 05/05/2016 |
MBLY |
OPTION |
Purchase
|
May 1, 2015 |
$$15,001 - $50,000 |
June 1, 2015 |
|
Thomas R Carper
|
senate |
Apple Inc. (NASDAQ) |
AAPL |
STOCK |
Purchase
|
April 22, 2015 |
$$1,001 - $15,000 |
May 1, 2015 |