|
Alan S. Lowenthal
|
house |
Savings Plus 401(K) |
|
FUND |
Sale
|
June 3, 2014 |
$$1,001 - $15,000 |
June 14, 2014 |
|
Alan S. Lowenthal
|
house |
C.R. Bard, Inc. (BCR) |
BCR |
STOCK |
Sale
|
June 3, 2014 |
$$1,001 - $15,000 |
May 1, 2015 |
|
Alan S. Lowenthal
|
house |
golub Capital BdC, Inc. (gBdC) |
GBDC |
STOCK |
Sale
|
May 16, 2014 |
$$15,001 - $50,000 |
May 5, 2015 |
|
Alan S. Lowenthal
|
house |
New Mountain Finance Corporation (NMFC) |
NMFC |
STOCK |
Sale
|
May 16, 2014 |
$$1,001 - $15,000 |
May 5, 2015 |
|
Alan S. Lowenthal
|
house |
NMFC |
NMFC |
FUND |
Sale
|
May 16, 2014 |
$$1,001 - $15,000 |
May 31, 2014 |
|
Alan S. Lowenthal
|
house |
gBDC |
gBDC |
FUND |
Sale
|
May 16, 2014 |
$$15,001 - $50,000 |
May 31, 2014 |
|
Alan S. Lowenthal
|
house |
SWAY |
|
nan |
Sale
|
May 14, 2014 |
$$1,001 - $15,000 |
May 31, 2014 |
|
Alan S. Lowenthal
|
house |
JPM |
JPM |
STOCK |
Purchase
|
May 5, 2014 |
$$15,001 - $50,000 |
May 12, 2014 |
|
Alan S. Lowenthal
|
house |
EBAY |
EBAY |
STOCK |
Purchase
|
May 5, 2014 |
$$15,001 - $50,000 |
May 12, 2014 |
|
Alan S. Lowenthal
|
house |
eBay Inc. (EBAY) |
EBAY |
STOCK |
Sale
|
May 5, 2014 |
$$15,001 - $50,000 |
May 5, 2015 |
|
Alan S. Lowenthal
|
house |
JP Morgan Chase & Co. (JPM) |
JPM |
STOCK |
Sale
|
May 5, 2014 |
$$15,001 - $50,000 |
May 5, 2015 |
|
Alan S. Lowenthal
|
house |
Verisk Analytics, Inc. - Class A (VRSK) |
VRSK |
STOCK |
Purchase
|
May 2, 2014 |
$$15,001 - $50,000 |
May 5, 2015 |
|
Alan S. Lowenthal
|
house |
VRSK |
VRSK |
STOCK |
Sale
|
May 2, 2014 |
$$15,001 - $50,000 |
May 12, 2014 |
|
Alan S. Lowenthal
|
house |
Nielsen Fin LLC |
|
PRIVATE EQUITY |
Purchase
|
April 30, 2014 |
$$15,001 - $50,000 |
May 12, 2014 |
|
Alan S. Lowenthal
|
house |
Nielsen Fin LLC/Nielsen Fin |
|
PRIVATE EQUITY |
Purchase
|
April 30, 2014 |
$$15,001 - $50,000 |
May 5, 2015 |
|
Alan S. Lowenthal
|
house |
Calif Toll P |
|
BOND |
Sale
|
April 25, 2014 |
$$15,000 |
April 26, 2014 |
|
Alan S. Lowenthal
|
house |
Bond |
|
BOND |
Purchase
|
April 22, 2014 |
$$1,001 - $15,000 |
April 26, 2014 |
|
Alan S. Lowenthal
|
house |
Calif Toll P |
|
BOND |
Purchase
|
April 16, 2014 |
$$1,001 - $15,000 |
April 26, 2014 |
|
Alan S. Lowenthal
|
house |
United Rentals North Amer Inc |
URI |
STOCK |
Purchase
|
April 16, 2014 |
$$15,001 - $50,000 |
April 26, 2014 |
|
Alan S. Lowenthal
|
house |
Crown Castle Intl Corp |
CCI |
STOCK |
Purchase
|
April 15, 2014 |
$$15,001 - $50,000 |
April 26, 2014 |
|
Alan S. Lowenthal
|
house |
Regency Energy Partners LP |
|
PRIVATE EQUITY |
Purchase
|
April 15, 2014 |
$$1,001 - $15,000 |
April 26, 2014 |
|
Alan S. Lowenthal
|
house |
Crown Castle Intl Corp |
CCI |
STOCK |
Purchase
|
April 15, 2014 |
$$15,001 - $50,000 |
May 5, 2015 |
|
Alan S. Lowenthal
|
house |
Regency Energy Partners LP |
|
PRIVATE EQUITY |
Sale
|
April 15, 2014 |
$$1,001 - $15,000 |
May 5, 2015 |
|
Alan S. Lowenthal
|
house |
genesis Energy LP/ genesis |
GEL |
STOCK |
Sale
|
April 14, 2014 |
$$15,000 |
April 26, 2014 |
|
Alan S. Lowenthal
|
house |
Corporate bond |
|
BOND |
Sale
|
April 9, 2014 |
$$1,001 - $15,000 |
April 19, 2014 |