|
Francis Rooney
|
house |
Delphian - Note |
|
NOTE |
PURCHASE
|
Aug. 29, 2019 |
$$15,000.01-$50,000 |
Nov. 14, 2019 |
|
Susie Lee
|
house |
CDK global, Inc. (CDK) |
|
PRIVATE EQUITY |
Purchase
|
Aug. 29, 2019 |
$$1,001 - $15,000 |
Sept. 30, 2019 |
|
Francis Rooney
|
house |
Delphian - Note |
|
NOTE |
PURCHASE
|
Aug. 29, 2019 |
$$15,000.01-$50,000 |
Nov. 14, 2019 |
|
Francis Rooney
|
house |
Browser Advisory - Montgomery Co. OH 3.3% DUE 05.01.2039 |
|
BOND |
PURCHASE
|
Aug. 28, 2019 |
$$100,001-$250,000 |
Sept. 12, 2019 |
|
Francis Rooney
|
house |
Colbert Capital, LLC US Small Cap Equity Portfolio |
|
FUND |
PURCHASE
|
Aug. 28, 2019 |
$$100,001-$250,000 |
Sept. 12, 2019 |
|
Michael T. McCaul
|
house |
Royal Caribbean & Aluminum Co |
|
nan |
PURCHASE
|
Aug. 28, 2019 |
$$15,001-$50,000 |
Oct. 15, 2019 |
|
Francis Rooney
|
house |
Brown Capital, LLC US Mid Cap Equity Portfolio |
|
FUND |
PURCHASE
|
Aug. 28, 2019 |
$$100,001-$250,000 |
Sept. 12, 2019 |
|
Francis Rooney
|
house |
Browser Advisory - Reorganized Fund, L.P. Parallels Holding S.A. 100% GDS 6% DUE 05.01.2032 |
|
BOND |
PURCHASE
|
Aug. 28, 2019 |
$$100,001-$250,000 |
Sept. 12, 2019 |
|
Susie Lee
|
house |
Elanco animal Health Incorporated (ELaN) |
ELAN |
STOCK |
Purchase
|
Aug. 28, 2019 |
$$1,001 - $15,000 |
Sept. 30, 2019 |
|
Francis Rooney
|
house |
Columbia Tech - S&P 500 Index Portfolio |
|
FUND |
PURCHASE
|
Aug. 28, 2019 |
$$100,001-$250,000 |
Sept. 12, 2019 |
|
Scott H. Peters
|
house |
lynett Capital Partners II lP |
|
PRIVATE EQUITY |
Purchase
|
Aug. 27, 2019 |
$$15,001 - $50,000 |
Sept. 16, 2019 |
|
Michael T. McCaul
|
house |
SANO Intl, INC |
|
STOCK |
PURCHASE
|
Aug. 27, 2019 |
$$1,000-$15,000 |
Oct. 15, 2019 |
|
Ruben Gallego
|
house |
Aspiration Fund Adviser LLC |
|
FUND |
Purchase
|
Aug. 27, 2019 |
$$15,001 - $50,000 |
Aug. 13, 2024 |
|
Michael T. McCaul
|
house |
KOR Auto Union Services, Inc |
|
PRIVATE EQUITY |
SALE
|
Aug. 25, 2019 |
$$15,001-$50,000 |
Aug. 20, 2019 |
|
Michael T. McCaul
|
house |
MAYS 2002 GRANNCHILDRENS TRUST |
|
FUND |
PURCHASE
|
Aug. 23, 2019 |
$$15,001-$50,000 |
Oct. 15, 2019 |
|
Michael T. McCaul
|
house |
WALEYE CAPITAL PARTNERS LP |
|
PRIVATE EQUITY |
PURCHASE
|
Aug. 23, 2019 |
$$15,001-$50,000 |
Oct. 15, 2019 |
|
Michael T. McCaul
|
house |
WALEYE EMERGING MARKETS CORE EQUITY |
|
FUND |
PURCHASE
|
Aug. 23, 2019 |
$$15,001-$50,000 |
Oct. 15, 2019 |
|
Michael T. McCaul
|
house |
2019 M&C WORKERS CHILDREN DESCENDANT TRUSTS |
|
FUND |
PURCHASE
|
Aug. 23, 2019 |
$$15,001-$50,000 |
Oct. 15, 2019 |
|
Michael T. McCaul
|
house |
MACWELD LTD / TITAN ENTERPRISES |
|
PRIVATE EQUITY |
PURCHASE
|
Aug. 23, 2019 |
$$100,001-$250,000 |
Oct. 15, 2019 |
|
Dean Phillips
|
house |
alpharetta ga Dev auth 5.0% |
|
BOND |
Purchase
|
Aug. 22, 2019 |
$$15,001 - |
Sept. 16, 2019 |
|
Michael T. McCaul
|
house |
Magellan Health Inc |
|
STOCK |
PURCHASE
|
Aug. 22, 2019 |
$$1,000-$15,000 |
Oct. 15, 2019 |
|
Francis Rooney
|
house |
Brown Advisory - Brown Advisory Tax Exempt Bond Fund CI neat |
|
FUND |
PURCHASE
|
Aug. 22, 2019 |
$$1,000-15,000 |
April 2, 2019 |
|
Kevin Hern
|
house |
JNl/Mellon Equity Income [VA] |
|
FUND |
Purchase
|
Aug. 22, 2019 |
$$100,001 - $250,000 |
Sept. 16, 2019 |
|
Kevin Hern
|
house |
JNl/Firststate global Infrastructure [VA] |
|
FUND |
Purchase
|
Aug. 22, 2019 |
$$50,001 - $100,000 |
Sept. 16, 2019 |
|
Kevin Hern
|
house |
JNl FAMCO Flec Core Coverd Call [VA] |
|
FUND |
Purchase
|
Aug. 22, 2019 |
$$50,001 - $100,000 |
Sept. 16, 2019 |