|
Thomas R Carper
|
senate |
CS Contingent Autocall GE Rate/Coupon: 14% Matures: 02/06/2020 |
|
FIXED INCOME |
Purchase
|
Aug. 2, 2019 |
$$15,001 - $50,000 |
Sept. 3, 2019 |
|
Thomas R Carper
|
senate |
CS Contingent Autocall GE Rate/Coupon: 14% Matures: 02/06/2020 |
|
FIXED INCOME |
Purchase
|
Aug. 2, 2019 |
$$15,001 - $50,000 |
Sept. 3, 2019 |
|
Thomas R Carper
|
senate |
Toronto Dominion Bank Rate/Coupon: 3.0% Matures: 10/31/2020 |
|
BOND |
Sale (Full)
|
July 31, 2019 |
$$1,001 - $15,000 |
Aug. 5, 2019 |
|
Thomas R Carper
|
senate |
Toronto Dominion Bank Rate/Coupon: 3.0% Matures: 10/31/2020 |
|
BOND |
Sale (Full)
|
July 31, 2019 |
$$1,001 - $15,000 |
Aug. 5, 2019 |
|
Thomas R Carper
|
senate |
Sprott Physical Gold and Silver Trust |
CEF |
FUND |
Purchase
|
July 18, 2019 |
$$1,001 - $15,000 |
Aug. 5, 2019 |
|
Thomas R Carper
|
senate |
ABB Ltd |
ABB |
STOCK |
Sale (Full)
|
July 18, 2019 |
$$1,001 - $15,000 |
Aug. 5, 2019 |
|
Thomas R Carper
|
senate |
The Scotts Miracle-Gro Company |
SMG |
STOCK |
Sale (Full)
|
July 16, 2019 |
$$1,001 - $15,000 |
Aug. 5, 2019 |
|
Thomas R Carper
|
senate |
Conagra Brands, Inc. |
CAG |
STOCK |
Purchase
|
July 16, 2019 |
$$1,001 - $15,000 |
Aug. 5, 2019 |
|
Thomas R Carper
|
senate |
Vulcan Materials Rate/Coupon: 3.17% Matures: 03/01/2021 |
VMC |
BOND |
Purchase
|
July 10, 2019 |
$$15,001 - $50,000 |
Aug. 5, 2019 |
|
Thomas R Carper
|
senate |
Barclays Step-up Rate/Coupon: 4.0% Matures: 06/30/2020 |
|
BOND |
Sale (Full)
|
July 1, 2019 |
$$1,001 - $15,000 |
Aug. 5, 2019 |
|
Thomas R Carper
|
senate |
BCS SU Note Rate/Coupon: 2.0% Matures: 06/30/2020 |
|
NOTE |
Sale (Full)
|
June 30, 2019 |
$$1,001 - $15,000 |
July 3, 2019 |
|
Thomas R Carper
|
senate |
BlackRock Science and Technology Trust II |
BST |
FUND |
Purchase
|
June 26, 2019 |
$$1,001 - $15,000 |
July 3, 2019 |
|
Thomas R Carper
|
senate |
BlackRock Science and Technology Trust II |
BST |
FUND |
Purchase
|
June 26, 2019 |
$$1,001 - $15,000 |
May 25, 2020 |
|
Thomas R Carper
|
senate |
BlackRock Science and Technology Trust II |
BST |
FUND |
Purchase
|
June 26, 2019 |
$$1,001 - $15,000 |
May 25, 2020 |
|
Thomas R Carper
|
senate |
BlackRock Science and Technology Trust II |
BST |
FUND |
Purchase
|
June 26, 2019 |
$$1,001 - $15,000 |
July 3, 2019 |
|
Thomas R Carper
|
senate |
Bank of America Rate/Coupon: 3.0% Matures: 06/21/2020 |
BAC |
BOND |
Sale (Full)
|
June 21, 2019 |
$$15,001 - $50,000 |
July 3, 2019 |
|
Thomas R Carper
|
senate |
Bank of America Rate/Coupon: 3.0% Matures: 06/21/2020 |
BAC |
BOND |
Sale (Full)
|
June 21, 2019 |
$$15,001 - $50,000 |
May 25, 2020 |
|
Thomas R Carper
|
senate |
Bank of America Rate/Coupon: 3.0% Matures: 06/21/2020 |
BAC |
BOND |
Sale (Full)
|
June 21, 2019 |
$$15,001 - $50,000 |
May 25, 2020 |
|
Thomas R Carper
|
senate |
Bank of America Rate/Coupon: 3.0% Matures: 06/21/2020 |
BAC |
BOND |
Sale (Full)
|
June 21, 2019 |
$$15,001 - $50,000 |
July 3, 2019 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall on NVDA Rate/Coupon: 12.1% Matures: 06/18/2020 |
|
OPTION |
Purchase
|
June 14, 2019 |
$$15,001 - $50,000 |
July 3, 2019 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall on NVDA Rate/Coupon: 12.1% Matures: 06/18/2020 |
|
OPTION |
Purchase
|
June 14, 2019 |
$$15,001 - $50,000 |
July 3, 2019 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall on NVDA Rate/Coupon: 12.1% Matures: 06/18/2020 |
|
OPTION |
Purchase
|
June 14, 2019 |
$$15,001 - $50,000 |
May 25, 2020 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall on NVDA Rate/Coupon: 12.1% Matures: 06/18/2020 |
|
OPTION |
Purchase
|
June 14, 2019 |
$$15,001 - $50,000 |
May 25, 2020 |
|
Thomas R Carper
|
senate |
Vector Group Ltd. |
VGR |
STOCK |
Sale (Full)
|
May 2, 2019 |
$$1,001 - $15,000 |
June 4, 2019 |
|
Unknown
|
Unknown |
UBS Contingent Autocall on SLB 90281C708 Rate/Coupon: 9.0% Matures: 04/23/2020 |
SLB |
OPTION |
Purchase
|
April 18, 2019 |
$$15,001 - $50,000 |
None |