|
Thomas R Carper
|
senate |
Under Armour, Inc. |
UAA |
STOCK |
Sale (Full)
|
Dec. 17, 2019 |
$$1,001 - $15,000 |
May 6, 2020 |
|
Thomas R Carper
|
senate |
Under Armour, Inc. |
UA |
STOCK |
Sale (Full)
|
Dec. 17, 2019 |
$$1,001 - $15,000 |
Jan. 8, 2020 |
|
Thomas R Carper
|
senate |
Under Armour, Inc. |
UA |
STOCK |
Sale (Full)
|
Dec. 17, 2019 |
$$1,001 - $15,000 |
Jan. 8, 2020 |
|
Thomas R Carper
|
senate |
Invesco Pacific Growth A |
PAGAX |
FUND |
Purchase
|
Dec. 16, 2019 |
$$1,001 - $15,000 |
May 6, 2020 |
|
Thomas R Carper
|
senate |
Invesco Pacific Growth A |
PAGIX |
FUND |
Purchase
|
Dec. 16, 2019 |
$$1,001 - $15,000 |
Jan. 8, 2020 |
|
Thomas R Carper
|
senate |
MS Contingent Autocall Intel Rate/Coupon: 8.2% Matures: 12/9/2022 |
|
FIXED INCOME |
Purchase
|
Dec. 6, 2019 |
$$15,001 - $50,000 |
May 6, 2020 |
|
Thomas R Carper
|
senate |
MS Contingent Autocall Intel Rate/Coupon: 8.2% Matures: 12/9/2022 |
|
STRUCTURED PRODUCT |
Purchase
|
Dec. 6, 2019 |
$$15,001 - $50,000 |
Jan. 8, 2020 |
|
Thomas R Carper
|
senate |
MS Contingent Autocall Intel Rate/Coupon: 8.2% Matures: 12/9/2022 |
|
STRUCTURED PRODUCT |
Purchase
|
Dec. 6, 2019 |
$$15,001 - $50,000 |
Jan. 8, 2020 |
|
Thomas R Carper
|
senate |
MS Contingent Autocall Intel Rate/Coupon: 8.2% Matures: 12/9/2022 |
|
FIXED INCOME |
Purchase
|
Dec. 6, 2019 |
$$15,001 - $50,000 |
May 6, 2020 |
|
Thomas R Carper
|
senate |
LOR Lazard World Dividend and Income Fund (Exchanged) Lazard Global Total Return and Income Fund, Inc. (Received) |
LOR |
FUND |
Exchange
|
Dec. 5, 2019 |
$$1,001 - $15,000 |
Aug. 13, 2020 |
|
Thomas R Carper
|
senate |
BCS Contingent Autocall BMY Rate/Coupon: 9.0% Matures: 11/14/2022 |
BMY |
FIXED INCOME |
Purchase
|
Nov. 8, 2019 |
$$15,001 - $50,000 |
Dec. 3, 2019 |
|
Thomas R Carper
|
senate |
BCS Contingent Autocall BMY Rate/Coupon: 9.0% Matures: 11/14/2022 |
BMY |
FIXED INCOME |
Purchase
|
Nov. 8, 2019 |
$$15,001 - $50,000 |
Dec. 3, 2019 |
|
Thomas R Carper
|
senate |
CS Contingent Autocall GE Rate/Coupon: 14% Matures: 02/06/2020 |
|
FIXED INCOME |
Sale (Full)
|
Nov. 7, 2019 |
$$15,001 - $50,000 |
Dec. 3, 2019 |
|
Thomas R Carper
|
senate |
CS Contingent Autocall GE Rate/Coupon: 14% Matures: 02/06/2020 |
|
FIXED INCOME |
Sale (Full)
|
Nov. 7, 2019 |
$$15,001 - $50,000 |
Dec. 3, 2019 |
|
Thomas R Carper
|
senate |
McDonald's Corporation |
MCD |
STOCK |
Purchase
|
Nov. 4, 2019 |
$$1,001 - $15,000 |
Dec. 3, 2019 |
|
Thomas R Carper
|
senate |
Taiwan Semiconductor Manufacturing Company Limited |
TSM |
STOCK |
Purchase
|
Nov. 4, 2019 |
$$1,001 - $15,000 |
Dec. 3, 2019 |
|
Thomas R Carper
|
senate |
Raytheon Company |
RTX |
STOCK |
Purchase
|
Nov. 4, 2019 |
$$1,001 - $15,000 |
Dec. 3, 2019 |
|
Thomas R Carper
|
senate |
Darden Restaurants, Inc. |
DRI |
STOCK |
Purchase
|
Nov. 4, 2019 |
$$1,001 - $15,000 |
Dec. 3, 2019 |
|
Thomas R Carper
|
senate |
Altria Group, Inc. |
MO |
STOCK |
Sale (Full)
|
Nov. 4, 2019 |
$$1,001 - $15,000 |
Dec. 3, 2019 |
|
Thomas R Carper
|
senate |
CS Contingent Autocall on MSFT Rate/Coupon: 8.25% Matures: 09/30/2022 |
|
FIXED INCOME |
Purchase
|
Sept. 27, 2019 |
$$15,001 - $50,000 |
Oct. 1, 2019 |
|
Thomas R Carper
|
senate |
CS Contingent Autocall on MSFT Rate/Coupon: 8.25% Matures: 09/30/2022 |
|
FIXED INCOME |
Purchase
|
Sept. 27, 2019 |
$$15,001 - $50,000 |
Oct. 1, 2019 |
|
Thomas R Carper
|
senate |
JP Morgan Chase Step-up Rate/Coupon: 2.5% Matures: 09/23/2029 |
|
BOND |
Purchase
|
Sept. 19, 2019 |
$$1,001 - $15,000 |
Oct. 1, 2019 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall on NVDA Rate/Coupon: 12.1% Matures: 06/18/2020 |
|
OPTION |
Sale (Full)
|
Sept. 19, 2019 |
$$15,001 - $50,000 |
Oct. 1, 2019 |
|
Thomas R Carper
|
senate |
JPM Contingent Autocall on NVDA Rate/Coupon: 12.1% Matures: 06/18/2020 |
|
OPTION |
Sale (Full)
|
Sept. 19, 2019 |
$$15,001 - $50,000 |
Oct. 1, 2019 |
|
Thomas R Carper
|
senate |
JP Morgan Chase Step-up Rate/Coupon: 2.5% Matures: 09/23/2029 |
|
BOND |
Purchase
|
Sept. 19, 2019 |
$$1,001 - $15,000 |
Oct. 1, 2019 |