|
Unknown
|
Unknown |
Goldman Sachs Access Treasury 0-1 Year ETF |
GSAL |
ETF |
Sale (Partial)
|
April 2, 2020 |
$$1,001 - $15,000 |
None |
|
Unknown
|
Unknown |
First Trust New Opportunities MLP & Energy Fund |
FTO |
FUND |
Sale (Full)
|
April 2, 2020 |
$$1,001 - $15,000 |
None |
|
Unknown
|
Unknown |
Oakmark International Fund Class Advisor |
OAKAX |
FUND |
Sale (Full)
|
April 2, 2020 |
$$1,001 - $15,000 |
None |
|
Unknown
|
Unknown |
AQR Long-Short Equity Fund Class I |
AQLIX |
FUND |
Sale (Full)
|
April 2, 2020 |
$$1,001 - $15,000 |
None |
|
Unknown
|
Unknown |
Lord Abbett Ultra Short Bond Fund Class F |
LABFX |
FUND |
Sale (Partial)
|
April 2, 2020 |
$$1,001 - $15,000 |
None |
|
Unknown
|
Unknown |
First Trust Dow Jones Internet Index Fund |
FDTK |
ETF |
Purchase
|
April 2, 2020 |
$$1,001 - $15,000 |
None |
|
Unknown
|
Unknown |
iShares U.S. Regional Banks ETF |
IAT |
ETF |
Sale (Full)
|
April 2, 2020 |
$$1,001 - $15,000 |
None |
|
Unknown
|
Unknown |
First Trust NASDAQ-100-Technology Sector Index Fun |
TECS |
ETF |
Purchase
|
April 2, 2020 |
$$1,001 - $15,000 |
None |
|
Unknown
|
Unknown |
Catalyst/Millburn Hedge Strategy Fund Class I |
|
FUND |
Sale (Partial)
|
April 2, 2020 |
$$1,001 - $15,000 |
None |
|
Unknown
|
Unknown |
First Trust NASDAQ Cybersecurity ETF |
SKYY |
ETF |
Purchase
|
April 2, 2020 |
$$1,001 - $15,000 |
None |
|
Unknown
|
Unknown |
SPDR Gold Shares |
GLD |
ETF |
Purchase
|
April 2, 2020 |
$$1,001 - $15,000 |
None |
|
Unknown
|
Unknown |
Sprott Physical Gold and Silver Trust |
CEF |
FUND |
Purchase
|
April 2, 2020 |
$$1,001 - $15,000 |
None |
|
Unknown
|
Unknown |
Pacer Benchmark Data & Infrastructure Real Estate |
SRVR |
ETF |
Purchase
|
April 2, 2020 |
$$1,001 - $15,000 |
None |
|
Unknown
|
Unknown |
VictoryShares US 500 Volatility Wtd ETF |
VUOL |
ETF |
Purchase
|
April 2, 2020 |
$$1,001 - $15,000 |
None |
|
Unknown
|
Unknown |
KraneShares CSI China Internet ETF |
KWEB |
ETF |
Purchase
|
April 2, 2020 |
$$1,001 - $15,000 |
None |
|
Unknown
|
Unknown |
iShares Core S&P 500 ETF |
IVV |
ETF |
Sale (Partial)
|
April 2, 2020 |
$$1,001 - $15,000 |
None |
|
Unknown
|
Unknown |
ALPS Medical Breakthroughs ETF |
GBMI |
ETF |
Sale (Partial)
|
April 2, 2020 |
$$1,001 - $15,000 |
None |
|
Unknown
|
Unknown |
Goldman Sachs ActiveBeta Emerging Markets Equity E |
GSEMX |
FUND |
Purchase
|
April 2, 2020 |
$$1,001 - $15,000 |
None |
|
Thomas R Carper
|
senate |
The Walt Disney Company |
DIS |
STOCK |
Purchase
|
March 27, 2020 |
$$1,001 - $15,000 |
April 1, 2020 |
|
Thomas R Carper
|
senate |
PayPal Holdings, Inc. |
PYPL |
STOCK |
Purchase
|
March 27, 2020 |
$$1,001 - $15,000 |
April 1, 2020 |
|
Thomas R Carper
|
senate |
CVS Health Corporation |
CVS |
STOCK |
Purchase
|
March 27, 2020 |
$$1,001 - $15,000 |
April 1, 2020 |
|
Thomas R Carper
|
senate |
Skyworks Solutions, Inc. |
SWKS |
STOCK |
Purchase
|
March 27, 2020 |
$$1,001 - $15,000 |
April 1, 2020 |
|
Thomas R Carper
|
senate |
Cisco Systems, Inc. |
CSCO |
STOCK |
Purchase
|
March 24, 2020 |
$$1,001 - $15,000 |
April 1, 2020 |
|
Thomas R Carper
|
senate |
Verizon Communications Inc. |
VZ |
STOCK |
Purchase
|
March 24, 2020 |
$$1,001 - $15,000 |
April 1, 2020 |
|
Thomas R Carper
|
senate |
AQR Long-Short Equity |
AQLES |
FUND |
Sale (Full)
|
March 24, 2020 |
$$1,001 - $15,000 |
April 1, 2020 |