|
David A. Trott
|
house |
CREDIT SUISSE Ag LINKED To P S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 08/20/2020 [CS] |
|
NOTE |
Purchase
|
Oct. 18, 2018 |
$$100,001 - $250,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
THE BANK oF NoVA SCoTIA LINKED To S&P 500 INDEX $250,000 CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 10/21/2020 [CS] |
|
NOTE |
P
|
Oct. 18, 2018 |
$$100,001 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
JPMORGAN CHASE & Co. P |
JPM |
STOCK |
Purchase
|
Oct. 18, 2018 |
$$100,001 - $250,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
CANADIAN IMPERIAL BANK oF P CoMM LINKED To S&P 500 |
|
BOND |
Purchase
|
Oct. 18, 2018 |
$$100,001 - $250,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 276 EXP 10/19/2018 CBoE MINI SPX INDEX |
XSP |
OPTION |
Purchase
|
Oct. 17, 2018 |
$$1,001 - $15,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
MATTAWAN MICH CONS SCH P |
|
BOND |
Purchase
|
Oct. 17, 2018 |
$$50,001 - $100,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 268 EXP 12/21/2018 CBoE MINI SPX INDEX |
XSP |
OPTION |
Sale (partial)
|
Oct. 17, 2018 |
$$1,001 - $15,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
UBS Ag LINKED To S&P 500 INDEX CNTNgNT CPN W $100,000 BUFFER 0% STRUCTURED NoTE DUE 06/18/2020 |
|
NOTE |
Purchase
|
Oct. 16, 2018 |
$$50,001 - $100,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
CREDIT SUISSE Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 03/13/2020 |
|
NOTE |
Purchase
|
Oct. 16, 2018 |
$$50,001 - $100,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
ToRoNTo DoMINIoN BANK LINKED To S&P 500 INDEX $500,000 BUFFERED CAPPED BETA, 2901.52 STRUCTURED NoTE DUE 06/03/2020 [CS] |
|
NOTE |
S (partial)
|
Oct. 16, 2018 |
$$250,001 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
SoCIETE gENERALE LINKED To S (partial) |
|
FIXED INCOME |
S
|
Oct. 16, 2018 |
$$100,001 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
CANADIAN IMPERIAL BANK oF S CoMM LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 05/28/2020 |
|
NOTE |
Purchase
|
Oct. 16, 2018 |
$$250,001 - $500,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
BNP PARIBAS LINKED To S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 09/11/2020 |
|
NOTE |
Purchase
|
Oct. 9, 2018 |
$$50,001 - $100,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
CANADIAN IMPERIAL BANK OF P INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 06/22/2020 |
|
NOTE |
Purchase
|
Oct. 5, 2018 |
$$50,001 - $100,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
CREDIT SUISSE Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NoTE DUE 03/13/2020 |
|
NOTE |
Purchase
|
Oct. 5, 2018 |
$$250,001 - $500,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
HASLETT MICH PUB SCH DIST P |
|
BOND |
Purchase
|
Oct. 4, 2018 |
$$100,001 - $250,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
MADISON WIS go 4% 10/01/25 P |
|
BOND |
Purchase
|
Oct. 4, 2018 |
$$50,001 - $100,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 281 EXP 11/23/2018 CBoE MINI SPX INDEX |
XSP |
OPTION |
Sale (partial)
|
Oct. 4, 2018 |
$$1,001 - $15,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
UNIVERSITY MICH UNIV REVS P REV 5% 04/01/23 Ao - MUNI BoND |
|
BOND |
Purchase
|
Oct. 3, 2018 |
$$500,001 - $1,000,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
DoWAgIAC MICH UN SCH DIST P go 4% 05/01/23 MN - MUNI BoND [gS] |
|
BOND |
Purchase
|
Oct. 1, 2018 |
$$250,001 - $500,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
SPARTA MICH AREA SCHS 4% 05/01/24 MN MUNI BOND |
|
BOND |
Sale
|
Sept. 28, 2018 |
$$100,001 - $250,000 |
Oct. 5, 2018 |
|
David A. Trott
|
house |
MASSACHUSETTS ST go 5% |
|
BOND |
Sale
|
Sept. 28, 2018 |
$$15,001 |
Oct. 5, 2018 |
|
David A. Trott
|
house |
WARREN WooDS MICH PUB SCHS go 5.0000% 05/01/24 MUNI BoND |
|
BOND |
Purchase
|
Sept. 28, 2018 |
$$50,001 - $100,000 |
Oct. 5, 2018 |
|
David A. Trott
|
house |
MASSACHUSETTS ST go |
|
BOND |
Sale
|
Sept. 27, 2018 |
$$1,000,001 |
Oct. 5, 2018 |
|
David A. Trott
|
house |
SOUTH WASHINGTON CNTY INDPT go 5% 02/01/24 MUNI BOND |
|
BOND |
Purchase
|
Sept. 27, 2018 |
$$1,000,001 - $5,000,000 |
Oct. 5, 2018 |