|
David A. Trott
|
house |
BoFA FINANCE LLC LINKED To S&P 500 INDEX BUFFERED $500,000 CAPPED BETA, 0% STRUCTURED NoTE DUE 10/27/2020 [CS] |
|
NOTE |
Purchase
|
Nov. 14, 2018 |
$$250,001 - $500,000 |
Dec. 7, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 266 EXP 12/28/2018 CBoE MINI SPX INDEX |
XSP |
OPTION |
Sale (partial)
|
Nov. 14, 2018 |
$$15,001 - $50,000 |
Dec. 7, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 279 EXP 11/16/2018 CBoE MINI SPX INDEX |
XSP |
OPTION |
Purchase
|
Nov. 14, 2018 |
$$15,001 - $50,000 |
Dec. 7, 2018 |
|
David A. Trott
|
house |
Valero Energy Partners LP Common Units representing limited partner interests (VLP) [ST] |
VLP |
STOCK |
Sale
|
Nov. 14, 2018 |
$$1,001 - $15,000 |
Dec. 7, 2018 |
|
David A. Trott
|
house |
THE BANK oF NoVA SCoTIA LINKED To S&P 500 INDEX STRUCTURED NoTE DUE 11/25/2020 [CS] |
|
NOTE |
Purchase
|
Nov. 7, 2018 |
$$50,001 |
Dec. 7, 2018 |
|
David A. Trott
|
house |
JENISoN MICH PUB SCHS go 5% 05/01/23 MN - MUNI BoND [gS] |
|
BOND |
Purchase
|
Nov. 6, 2018 |
$$100,001 - $250,000 |
Dec. 7, 2018 |
|
David A. Trott
|
house |
Energy Transfer LP Common Units (ET) [ST] |
ET |
STOCK |
Purchase
|
Nov. 1, 2018 |
$$1,001 - $15,000 |
Dec. 7, 2018 |
|
David A. Trott
|
house |
JPMorgan Chase & Co. Structured Note DUE 01/22/2021 |
|
NOTE |
Purchase
|
Nov. 1, 2018 |
$$50,001 |
Dec. 7, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 255 EXP 12/07/2018 CBoE MINI SPX INDEX |
XSP |
OPTION |
Sale (partial)
|
Oct. 30, 2018 |
$$1,001 - $15,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
CBoE MINI SPX INDEX [oT] PUT/XSP @ 286 EXP 11/02/2018 |
XSP |
OPTION |
P
|
Oct. 30, 2018 |
$$50,001 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
KALAMAZOO MICH PUB SCHS S |
|
BOND |
Purchase
|
Oct. 24, 2018 |
$$250,001 - $500,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
MICHIGAN FIN AUTH REV REV S |
|
BOND |
Purchase
|
Oct. 24, 2018 |
$$100,001 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
GRAND RAPIDS MICH CMNTY S |
|
BOND |
Purchase
|
Oct. 24, 2018 |
$$100,001 - $250,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
CoNN ST go 5% 06/01/22 JD - S MUNI BoND |
|
BOND |
Purchase
|
Oct. 24, 2018 |
$$250,001 - $500,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
CBoE MINI SPX INDEX [oT] PUT/XSP @ 283 EXP 10/26/2018 |
XSP |
OPTION |
P
|
Oct. 23, 2018 |
$$15,001 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
EQM Midstream Partners, LP Common Units (EQM) [ST] |
EQM |
STOCK |
Purchase
|
Oct. 23, 2018 |
$$1,001 - $15,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
Valero Energy Partners LP Common Units representing limited partner interests (VLP) |
VLP |
STOCK |
Sale
|
Oct. 23, 2018 |
$$1,001 - $15,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
CREDIT SUISSE Ag LINKED To P S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 11/20/2019 [CS] |
|
NOTE |
Purchase
|
Oct. 23, 2018 |
$$50,001 - $100,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
PUT/XSP @ 260 EXP 01/18/2019 CBoE MINI SPX INDEX |
XSP |
OPTION |
Sale (partial)
|
Oct. 23, 2018 |
$$15,001 - $50,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
PLYMoUTH-CANToN MICH P 5% MUNI BoND |
|
BOND |
Purchase
|
Oct. 22, 2018 |
$$100,001 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
Energy Transfer Partners, L.P. Common Units (ETP) [ST] |
ET |
STOCK |
Sale
|
Oct. 19, 2018 |
$$100,001 - $250,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
Energy Transfer LP Common Units (ET) [ST] |
ET |
STOCK |
Sale
|
Oct. 19, 2018 |
$$100,001 - $250,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
CREDIT SUISSE Ag LINKED To P S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 08/20/2020 [CS] |
|
NOTE |
Purchase
|
Oct. 18, 2018 |
$$100,001 - $250,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
BoFA FINANCE LLC LINKED To P S&P 500 INDEX CNTNgNT CPN W BUFFER 0% STRUCTURED NoTE DUE 01/23/2020 |
|
NOTE |
Purchase
|
Oct. 18, 2018 |
$$100,001 - $250,000 |
Nov. 6, 2018 |
|
David A. Trott
|
house |
JACKSONVILLE FLA SPL REV S |
|
BOND |
Purchase
|
Oct. 18, 2018 |
$$100,001 - $250,000 |
Nov. 6, 2018 |