Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| PACIFIC GAS & ELEC B/E 02.950% 030126 DTD030116 Rate/Coupon: 2.950% Matures: 03/01/2026 | BOND | Purchase | Nov. 15, 2017 | $15,001 - $50,000 | |
| Mattel, Inc. | MAT | STOCK | Sale (Full) | Nov. 13, 2017 | $1,001 - $15,000 |
| Ares Capital Corporation | ARCC | STOCK | Purchase | Nov. 13, 2017 | $1,001 - $15,000 |