| Owens & Minor Rate/Coupon: 3.875% Matures: 09/15/2021 |
|
BOND |
Purchase
|
Jan. 17, 2018 |
$15,001 - $50,000 |
| Icahn Enterprises Rate/Coupon: 4.875% Matures: 03/15/2019 |
|
BOND |
Sale (Full)
|
Jan. 16, 2018 |
$15,001 - $50,000 |
| Ishares S&P Smll-Cap 600 Value |
IJS |
ETF |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Ishares MSCI SP Small Cap Index |
IWC |
ETF |
Sale (Partial)
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Ishares MSCI India Sm Cap |
INSM |
ETF |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| ETFMG Prime Mobile Payments |
PMT |
ETF |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Wisdom Tree Intl Sm Cap Div |
DHS |
ETF |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Ishares S&P GS Commodity Index |
GSG |
ETF |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Arrow Managed Futures |
ARMFX |
FUND |
Sale (Partial)
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Global X Lithium & Battery |
LIT |
ETF |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Global X Robotics & Artificial Intelligence |
BOTZ |
ETF |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Alpine Ultra Short Muni Income |
|
FUND |
Sale (Partial)
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Omega Healthcare Inv |
OHI |
REAL ESTATE |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Ares Capital |
ARCC |
STOCK |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Western Asset /Claymore Inflation & Opportunity |
WCLMX |
FUND |
Sale (Partial)
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Owens & Minor |
OMI |
STOCK |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Ishares China Large Cap |
FXI |
ETF |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Newell Brands |
NWL |
STOCK |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Axis Capital Holdings |
AXS |
STOCK |
Sale (Full)
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Ishares MSCI EAFE |
EFA |
ETF |
Sale (Full)
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Gladstone Corp |
GAIN |
STOCK |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| CyrusOne |
|
REAL ESTATE |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Ishares Ibonds Dec 20 Trm |
IBTD |
ETF |
Sale (Full)
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| FT EM SC Alphadex |
|
INDEX |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Ishares Ibonds Dec 2018 term |
IBDE |
ETF |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Hartford Multifactor Developed Mkt |
|
FUND |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Pacer Trendpilot 750 |
PTX |
ETF |
Sale (Partial)
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Pacer Trendpilot 450 |
PT45 |
ETF |
Sale (Partial)
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Pacer Trendpilot 100 |
PTLX |
ETF |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Global X Lithium & Battery |
LIT |
ETF |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| FMC Corp |
FMC |
STOCK |
Sale (Full)
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| General Electric |
GE |
STOCK |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Intel Corp |
INTC |
STOCK |
Purchase
|
Jan. 12, 2018 |
$1,001 - $15,000 |
| Robert Half Intl |
RHI |
STOCK |
Sale (Full)
|
Jan. 12, 2018 |
$1,001 - $15,000 |