Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| IBM Corp. (stock) NYSE | IBM | STOCK | Purchase | $1,000 - $15,000 | |
| IBM Corp. (stock) NYSE | IBM | STOCK | Sale | $15,000 - $50,000 | |
| Bank of New York Mellon Corporation (stock) NYSE | BK | STOCK | Sale | Nov. 16, 2016 | $100,001 - $250,000 |
| Stephens Inc Custodian For Brooke S | nan | Sale | Nov. 16, 2016 | 893.55 | |
| BANK OF NEW YORK MELLON CORP | BK | STOCK | SLD | Nov. 16, 2016 | 1,316.81 |