Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| UBS Autocall Met Life | FIXED INCOME | Purchase | March 21, 2014 | $1,001 - $15,000 | |
| MS Autocall Dow Chemical | DOW | OPTION | Sale (Full) | March 19, 2014 | $1,001 - $15,000 |
| HSBC Autocall Transocean | STRUCTURED PRODUCT | Purchase | March 14, 2014 | $1,001 - $15,000 |