| Palo Alto Networks, Inc. (NYSE) |
PANW |
STOCK |
Purchase
|
Sept. 18, 2014 |
$1,001 - $15,000 |
| Cypress Semiconductor Corporation (NASDAQ) |
CY |
STOCK |
Purchase
|
Sept. 18, 2014 |
$1,001 - $15,000 |
| Verizon Communications Inc. (NYSE) |
VZ |
STOCK |
Purchase
|
Sept. 18, 2014 |
$1,001 - $15,000 |
| The Est (NYSE) |
EST |
STOCK |
Purchase
|
Sept. 18, 2014 |
$1,001 - $15,000 |
| Cypress Semiconductor Corporation (NASDAQ) |
CY |
STOCK |
Purchase
|
Sept. 18, 2014 |
$1,001 - $15,000 |
| American International Group, Inc. (NYSE) |
AIG |
STOCK |
Purchase
|
Sept. 18, 2014 |
$1,001 - $15,000 |
| Bristol-Myers Squibb Company (NYSE) |
BMY |
STOCK |
Purchase
|
Sept. 18, 2014 |
$1,001 - $15,000 |
| CVS Caremark Corporation (NYSE) |
CVS |
STOCK |
Purchase
|
Sept. 18, 2014 |
$1,001 - $15,000 |
| Cypress Semiconductor Corporation (NASDAQ) |
CY |
STOCK |
Purchase
|
Sept. 18, 2014 |
$1,001 - $15,000 |
| TELUS Corporation (NYSE) |
TU |
STOCK |
Purchase
|
Sept. 18, 2014 |
$1,001 - $15,000 |
| Isis Pharmaceuticals, Inc. (NASDAQ) |
IONA |
STOCK |
Purchase
|
Sept. 18, 2014 |
$1,001 - $15,000 |
| NextEra Energy, Inc. (NYSE) |
NEE |
STOCK |
Sale (Full)
|
Sept. 16, 2014 |
$15,001 - $50,000 |
| Schlumberger Limited (NYSE) |
SLB |
STOCK |
Sale (Full)
|
Sept. 16, 2014 |
$15,001 - $50,000 |
| Schlumberger Limited (NYSE) |
SLB |
STOCK |
Sale (Full)
|
Sept. 16, 2014 |
$15,001 - $50,000 |
| Apache Corp. (NYSE) |
APA |
STOCK |
Sale (Full)
|
Sept. 4, 2014 |
$50,001 - $100,000 |
| National Oilwell Varco, Inc. (NYSE) |
NOV |
STOCK |
Sale (Full)
|
Sept. 3, 2014 |
$15,001 - $50,000 |
| Schlumberger Limited (NYSE) |
SLB |
STOCK |
Sale (Full)
|
Sept. 3, 2014 |
$15,001 - $50,000 |
| Eaton Corporation plc (NYSE) |
ETN |
STOCK |
Purchase
|
Aug. 27, 2014 |
$1,001 - $15,000 |
| Essex Property Trust Inc. (NYSE) |
ESS |
STOCK |
Sale (Partial)
|
Aug. 27, 2014 |
$15,001 - $50,000 |
| Honeywell International Inc. (NYSE) |
HON |
STOCK |
Sale (Partial)
|
Aug. 27, 2014 |
$15,001 - $50,000 |
| Blackrock Corporate High Yield (NYSE) |
SHYG |
ETF |
Purchase
|
Aug. 21, 2014 |
$1,001 - $15,000 |