Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| IBM Corp. (stock) NYSE | IBM | STOCK | Purchase | $1,001 - $15,000 | |
| IBM Corp. (stock) NYSE | IBM | STOCK | Sale | $15,001 - $50,000 | |
| Level 3 Communications Inc. (stock) NASDAQ/QTC | LVLT | STOCK | Sale | Nov. 1, 2017 | $100,001 - $250,000 |
| Level 3 Communications Inc. (stock) NASDAQ/QTC | LVLT | STOCK | Exchange | Nov. 1, 2017 | $1,000,001 - $5,000,000 |