Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| IBM Corp (stock NYSE W NASD/NASDAQ/OTC) | IBM | STOCK | Purchase | $1,001 - $15,000 | |
| Microsoft (stock NYSE W NASD/NASDAQ/OTC) | MSFT | STOCK | Purchase | $15,001 - $50,000 | |
| Peter L. Malkin Family 2000 LLC | PRIVATE EQUITY | Purchase | Nov. 15, 2016 | $15,001 - $50,000 | |
| U.S. Suzhou, LLC | PRIVATE EQUITY | Purchase | Nov. 15, 2016 | $100,001 - $250,000 | |
| Vanttera Direct Wellnext, LLC | PRIVATE EQUITY | Purchase | Nov. 15, 2016 | $250,001 - $500,000 | |
| Vanttera HPH Wellnext, LP | PRIVATE EQUITY | Purchase | Nov. 15, 2016 | $100,001 - $250,000 |