Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| Consonance Private Equity II, LP | PRIVATE EQUITY | Purchase | Jan. 9, 2020 | Over $1,000,000*** | |
| M13 SO V, LLC | PRIVATE EQUITY | Purchase | Dec. 20, 2019 | $100,001 - $250,000 | |
| M13 SO V, LLC | PRIVATE EQUITY | Purchase | Dec. 20, 2019 | $100,001 - $250,000 | |
| IBM (com. stock) NYSE | IBM | STOCK | Purchase | Feb. 1, 2019 | $1,001 - $15,000 |