Thomas R Carper — May 17, 2021

Disclosure Details

Politician: Thomas R Carper
Disclosure document
Year: 2021
Filing Date: May 17, 2021
Branch: senate

Periodic Transaction Report

Asset Ticker Category Type Transaction Date Amount
UBS Contingent Autocall on SLB Rate/Coupon: 9% Matures: 04/23/2020 SLB OPTION Sale (Full) April 23, 2020 $1,001 - $15,000
UBS Contingent Autocall on SLB Rate/Coupon: 9% Matures: 04/23/2020 SLB OPTION Sale (Full) April 23, 2020 $1,001 - $15,000
PayPal Holdings, Inc. PYPL STOCK Purchase April 14, 2020 $1,001 - $15,000
CVS Health Corporation CVS STOCK Purchase April 14, 2020 $1,001 - $15,000
Skyworks Solutions, Inc. SWKS STOCK Purchase April 14, 2020 $1,001 - $15,000
Invesco NASDAQ Internet ETF PNQI ETF Purchase April 14, 2020 $1,001 - $15,000
Sprott Physical Gold and Silver Trust CEF FUND Purchase April 14, 2020 $1,001 - $15,000
The Walt Disney Company DIS STOCK Purchase April 14, 2020 $1,001 - $15,000
Goldman Sachs ActiveBeta Emerging Markets Equity E GSBEM FUND Purchase April 2, 2020 $1,001 - $15,000
ALPS Medical Breakthroughs ETF GBMI ETF Sale (Partial) April 2, 2020 $1,001 - $15,000
iShares Core S&P 500 ETF IVV ETF Sale (Partial) April 2, 2020 $1,001 - $15,000
KraneShares CSI China Internet ETF KWEB ETF Purchase April 2, 2020 $1,001 - $15,000
VictoryShares US 500 Volatility Wtd ETF VUOL ETF Purchase April 2, 2020 $1,001 - $15,000
Pacer Benchmark Data & Infrastructure Real Estate SRRE ETF Purchase April 2, 2020 $1,001 - $15,000
Sprott Physical Gold and Silver Trust CEF FUND Purchase April 2, 2020 $1,001 - $15,000
SPDR Gold Shares GLD ETF Purchase April 2, 2020 $1,001 - $15,000
First Trust NASDAQ Cybersecurity ETF CIBR ETF Purchase April 2, 2020 $1,001 - $15,000
Catalyst/Millburn Hedge Strategy Fund Class I FUND Sale (Partial) April 2, 2020 $1,001 - $15,000
First Trust NASDAQ-100-Technology Sector Index Fun QQQT ETF Purchase April 2, 2020 $1,001 - $15,000
iShares U.S. Regional Banks ETF IAT ETF Sale (Full) April 2, 2020 $1,001 - $15,000
First Trust Dow Jones Internet Index Fund FDN ETF Purchase April 2, 2020 $1,001 - $15,000
Lord Abbett Ultra Short Bond Fund Class F LABFX FUND Sale (Partial) April 2, 2020 $1,001 - $15,000
AQR Long-Short Equity Fund Class I AQUIX FUND Sale (Full) April 2, 2020 $1,001 - $15,000
Oakmark International Fund Class Advisor OAKAX FUND Sale (Full) April 2, 2020 $1,001 - $15,000
First Trust New Opportunities MLP & Energy Fund FNO FUND Sale (Full) April 2, 2020 $1,001 - $15,000
Goldman Sachs Access Treasury 0-1 Year ETF GSAL ETF Sale (Partial) April 2, 2020 $1,001 - $15,000
Global X Robotics & Artificial Intelligence ETF BOTZ ETF Sale (Full) April 2, 2020 $1,001 - $15,000
Global X FinTech ETF FINX ETF Purchase April 2, 2020 $1,001 - $15,000
iShares Russell 2000 Value ETF IWN ETF Purchase April 2, 2020 $1,001 - $15,000
Darden Restaurants, Inc. DRI STOCK Sale (Full) April 2, 2020 $1,001 - $15,000
QUALCOMM Incorporated QCOM STOCK Purchase April 2, 2020 $1,001 - $15,000
ResMed Inc. RMD STOCK Sale (Partial) April 2, 2020 $1,001 - $15,000
Starbucks Corporation SBUX STOCK Purchase April 2, 2020 $1,001 - $15,000
Ares Capital Corporation ARCC STOCK Purchase April 2, 2020 $1,001 - $15,000
CVS Health Corporation CVS STOCK Purchase April 2, 2020 $1,001 - $15,000
Quest Diagnostics Incorporated DGX STOCK Purchase April 2, 2020 $1,001 - $15,000
iShares Russell 1000 Value ETF IVE ETF Purchase April 2, 2020 $1,001 - $15,000
Alexandria Real Estate Equities, Inc. ARE STOCK Purchase April 2, 2020 $1,001 - $15,000
Lazard Global Total Return and Income Fund, Inc. LZTNX FUND Sale (Full) April 2, 2020 $1,001 - $15,000
Packaging Corporation of America PKG STOCK Sale (Full) April 2, 2020 $1,001 - $15,000
MetLife, Inc. MET STOCK Purchase April 2, 2020 $1,001 - $15,000
iShares MSCI Emerging Markets ETF EEM ETF Purchase April 2, 2020 $1,001 - $15,000
Raytheon Company RTX STOCK Purchase April 2, 2020 $1,001 - $15,000
Gladstone Capital Corporation GLAD STOCK Purchase April 2, 2020 $1,001 - $15,000
Skyworks Solutions, Inc. SWKS STOCK Purchase April 2, 2020 $1,001 - $15,000
Sprott Physical Gold and Silver Trust CEF FUND Purchase April 2, 2020 $1,001 - $15,000
SPDR Gold Shares GLD ETF Sale (Partial) April 2, 2020 $1,001 - $15,000
Catalyst/Millburn Hedge Strategy Fund Class I FUND Sale (Partial) April 2, 2020 $1,001 - $15,000
Citizens Financial Group, Inc. CFG STOCK Sale (Full) April 2, 2020 $1,001 - $15,000
Tencent Holdings Limited TCEHY STOCK Sale (Partial) April 2, 2020 $1,001 - $15,000
Marathon Petroleum Corporation MPC STOCK Sale (Full) April 2, 2020 $1,001 - $15,000
AQR Long-Short Equity Fund Class I AQUIX FUND Sale (Full) April 2, 2020 $1,001 - $15,000
Hartford Multifactor Developed Markets (ex-US) ETF HDFM ETF Purchase April 2, 2020 $1,001 - $15,000
Pacer Trendpilot 100 ETF PTPX ETF Purchase April 2, 2020 $1,001 - $15,000
Knight-Swift Transportation Holdings Inc. KNX STOCK Sale (Full) April 2, 2020 $1,001 - $15,000
Chubb Limited CB STOCK Sale (Full) April 2, 2020 $1,001 - $15,000
Goldman Sachs Access Treasury 0-1 Year ETF GSAL ETF Sale (Partial) April 2, 2020 $1,001 - $15,000
Iron Mountain Incorporated IRM STOCK Sale (Partial) April 2, 2020 $1,001 - $15,000
HPE - HP Inc. HPQ STOCK Sale (Full) April 2, 2020 $1,001 - $15,000
L3Harris Technologies, Inc. LHX STOCK Purchase April 2, 2020 $1,001 - $15,000
Apollo Global Management, Inc. APO STOCK Purchase April 2, 2020 $1,001 - $15,000
Conagra Brands, Inc. CAG STOCK Sale (Partial) April 2, 2020 $1,001 - $15,000
Corning Incorporated GLW STOCK Purchase April 2, 2020 $1,001 - $15,000
Fifth Third Bancorp FITB STOCK Sale (Full) April 2, 2020 $1,001 - $15,000
Microsoft Corporation MSFT STOCK Sale (Partial) April 2, 2020 $1,001 - $15,000
Novo Nordisk A/S NVO STOCK Purchase April 2, 2020 $1,001 - $15,000
PepsiCo, Inc. PEP STOCK Purchase April 2, 2020 $1,001 - $15,000
Tyson Foods, Inc. TSN STOCK Purchase April 2, 2020 $1,001 - $15,000