| Axalta Coating Systems Ltd. |
AXTA |
STOCK |
Sale (Partial)
|
Nov. 30, 2017 |
$1,001 - $15,000 |
| Regions Financial Corporation |
RF |
STOCK |
Purchase
|
Nov. 30, 2017 |
$1,001 - $15,000 |
| Regions Financial Corporation |
RF |
STOCK |
Purchase
|
Nov. 30, 2017 |
$1,001 - $15,000 |
| Andeavor Logistics LP |
|
PRIVATE EQUITY |
Sale (Partial)
|
Nov. 29, 2017 |
$1,001 - $15,000 |
| Andeavor Logistics LP |
|
PRIVATE EQUITY |
Sale (Partial)
|
Nov. 29, 2017 |
$1,001 - $15,000 |
| BOFA FINANCE LLC LINKED TO BASKET OF INDICES Description: Equity Index-Linked Note |
|
NOTE |
Purchase
|
Nov. 27, 2017 |
$50,001 - $100,000 |
| Avon Products, Inc. |
|
STOCK |
Purchase
|
Nov. 22, 2017 |
$1,001 - $15,000 |
| Avon Products, Inc. |
|
STOCK |
Purchase
|
Nov. 21, 2017 |
$1,001 - $15,000 |
| Discovery Communications, Inc. |
WBD |
STOCK |
Purchase
|
Nov. 20, 2017 |
$1,001 - $15,000 |
| Discovery Communications, Inc. |
WBD |
STOCK |
Purchase
|
Nov. 17, 2017 |
$1,001 - $15,000 |
| Discovery Communications, Inc. |
WBD |
STOCK |
Purchase
|
Nov. 16, 2017 |
$1,001 - $15,000 |
| Versum Materials, Inc. |
VRM |
STOCK |
Sale (Full)
|
Nov. 16, 2017 |
$15,001 - $50,000 |
| Urban Outfitters, Inc. |
URBN |
STOCK |
Sale (Partial)
|
Nov. 15, 2017 |
$1,001 - $15,000 |
| Wal-Mart Stores, Inc. |
WMT |
STOCK |
Sale (Full)
|
Nov. 14, 2017 |
$15,001 - $50,000 |
| General Motors Company |
GM |
STOCK |
Sale (Partial)
|
Nov. 13, 2017 |
$1,001 - $15,000 |
| Discovery Communications, Inc. |
WBD |
STOCK |
Purchase
|
Nov. 13, 2017 |
$1,001 - $15,000 |
| Hanesbrands Inc. |
HBI |
STOCK |
Purchase
|
Nov. 13, 2017 |
$1,001 - $15,000 |
| Versum Materials, Inc. |
VRM |
STOCK |
Sale (Partial)
|
Nov. 13, 2017 |
$1,001 - $15,000 |
| Discovery Communications, Inc. |
WBD |
STOCK |
Purchase
|
Nov. 10, 2017 |
$1,001 - $15,000 |
| Entegris, Inc. |
ENTG |
STOCK |
Sale (Partial)
|
Nov. 10, 2017 |
$1,001 - $15,000 |
| QUALCOMM Incorporated |
QCOM |
STOCK |
Sale (Full)
|
Nov. 7, 2017 |
$15,001 - $50,000 |
| SOJA-The Southern Company Rate/Coupon: 6.25% Matures: 10/15/20 |
SO |
BOND |
Purchase
|
Nov. 7, 2017 |
$1,001 - $15,000 |
| Schlumberger Limited |
SLB |
STOCK |
Sale (Partial)
|
Nov. 6, 2017 |
$1,001 - $15,000 |
| Urban Outfitters, Inc. |
URBN |
STOCK |
Sale (Partial)
|
Nov. 6, 2017 |
$1,001 - $15,000 |
| Hanesbrands Inc. |
HBI |
STOCK |
Purchase
|
Nov. 6, 2017 |
$1,001 - $15,000 |
| General Motors Company |
GM |
STOCK |
Sale (Partial)
|
Nov. 2, 2017 |
$1,001 - $15,000 |
| General Motors Company |
GM |
STOCK |
Sale (Partial)
|
Nov. 2, 2017 |
$1,001 - $15,000 |
| Hanesbrands Inc. |
HBI |
STOCK |
Purchase
|
Nov. 2, 2017 |
$1,001 - $15,000 |
| Versum Materials, Inc. |
VRM |
STOCK |
Sale (Partial)
|
Nov. 2, 2017 |
$1,001 - $15,000 |
| Entegris, Inc. |
ENTG |
STOCK |
Sale (Partial)
|
Nov. 2, 2017 |
$1,001 - $15,000 |