Periodic Transaction Report
| Asset | Ticker | Category | Type | Transaction Date | Amount |
|---|---|---|---|---|---|
| The Toronto-Dominion Bank Rate/Coupon: 3.25 Matures: 06/11/2021 | TD | BOND | Purchase | Jan. 31, 2019 | $15,001 - $50,000 |
| Axos Financial, Inc. Rate/Coupon: 2.3% Matures: 01/28/2019 | AX | BOND | Sale (Full) | Jan. 28, 2019 | $100,001 - $250,000 |