| Barclays Autocall Broadcom 10% due 11/28/16 |
|
FIXED INCOME |
Sale (Full)
|
Feb. 28, 2014 |
$1,001 - $15,000 |
| UBS Autocall Terex Corp. 11.2% due 3/11/15 |
TEX |
FIXED INCOME |
Purchase
|
Feb. 28, 2014 |
$15,001 - $50,000 |
| UBS AutocallBroadcom 9.4% due 3/3/17 |
|
FIXED INCOME |
Purchase
|
Feb. 28, 2014 |
$1,001 - $15,000 |
| Ecopetrol SA (NYSE) |
EC |
STOCK |
Sale (Full)
|
Feb. 27, 2014 |
$1,001 - $15,000 |
| Transocean Ltd. (NYSE) |
RIG |
STOCK |
Purchase
|
Feb. 27, 2014 |
$1,001 - $15,000 |
| Barclays Autocall Terex 12/75% due 11/28/14 |
|
OPTION |
Sale (Full)
|
Feb. 27, 2014 |
$15,001 - $50,000 |
| Vodafone CP PLC |
VOD |
STOCK |
Sale (Full)
|
Feb. 21, 2014 |
$1,001 - $15,000 |
| Shaw Communications, Inc. (NYSE) |
SJR |
STOCK |
Purchase
|
Feb. 21, 2014 |
$1,001 - $15,000 |
| MS Autocall Valero Energy 12% due 2/21/17 |
VLO |
FIXED INCOME |
Purchase
|
Feb. 18, 2014 |
$15,001 - $50,000 |